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Gilbert Steven JFORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response:
0.5OMB APPROVALOMB Number:
3235-0104
Estimated average burden
hours per response:
0.5OMB Number:3235-0104Estimated average burdenhours per response:1. Name and Address of Reporting Person*GILBERT STEVEN J
(Last)
(First)
(Middle)
C/O TRI POINTE HOMES, INC.
19520 JAMBOREE ROAD, SUITE 200
(Street)
IRVINE
CA
92612
(City)
(State)
(Zip)GILBERT STEVEN J(Last)(First)(Middle)C/O TRI POINTE HOMES, INC.19520 JAMBOREE ROAD, SUITE 200IRVINECA(City)(State)(Zip)2. Date of Event Requiring Statement
(Month/Day/Year)
02/05/20133. Issuer Name and Ticker or Trading Symbol
TRI Pointe Homes, Inc.
[ TPH ]4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title below)
Other (specify below)XDirector10% OwnerOfficer (give title below)Other (specify below)5. If Amendment, Date of Original Filed
(Month/Day/Year)
02/05/20136. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting PersonForm filed by One Reporting PersonForm filed by More than One Reporting PersonTable I - Non-Derivative Securities Beneficially Owned1. Title of Security (Instr.
4)2.
Amount of Securities Beneficially Owned (Instr.
4)3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)4. Nature of Indirect Beneficial Ownership (Instr.
5)Common Stock10,000(1)DTable II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
4)2. Date Exercisable and Expiration Date
(Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)4. Conversion or Exercise Price of Derivative Security5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)6. Nature of Indirect Beneficial Ownership (Instr.
5)Date ExercisableExpiration DateTitleAmount or Number of SharesExplanation of Responses:1. These shares were omitted from the reporting person's original Form 3, and also were omitted from the Forms 4 filed by the reporting person after his original Form 3 was filed.Remarks:/s/ Michael D. Grubbs, attorney-in-fact04/08/2014** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.PK ! docProps/app.xml
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