PK ! \Ȩ#
xl/worksheets/sheet1.xml
0
1234567890.5
4
567890.5
67
8
90.5
10
4
567890.5
67
8
90.5
67
8
90.5
PK ! j xl/worksheets/sheet2.xml
111213141516171819926122021222324252627282930
12
131415
16
17
181992612
202122
2526
272829
30
31
3233273435
2734
35
12
131415
16
17
181992612
202122
2526
272829
30
2734
35
PK ! l
xl/worksheets/sheet3.xml
36
3738394041424344
4546474849
50515228765314.3394620353
501516295455
50952545456
PK ! đ xl/worksheets/sheet4.xml
57
585960616263646566676869
4546707172737475
PK ! N N xl/worksheets/sheet5.xml
7677
7879
80
81
82
83
84
PK ! i xl/workbook.xml
PK ! n xl/sharedStrings.xml
Mitchell Thomas JFORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5OMB APPROVALOMB Number:
3235-0287
Estimated average burden
hours per response:
0.5OMB Number:3235-0287Estimated average burdenhours per response:Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).1. Name and Address of Reporting Person*MITCHELL THOMAS J
(Last)
(First)
(Middle)
C/O TRI POINTE HOMES, INC.
19540 JAMBOREE ROAD, SUITE 300
(Street)
IRVINE
CA
92612
(City)
(State)
(Zip)MITCHELL THOMAS J(Last)(First)(Middle)C/O TRI POINTE HOMES, INC.19540 JAMBOREE ROAD, SUITE 300IRVINECA(City)(State)(Zip)2. Issuer Name and Ticker or Trading Symbol
TRI Pointe Homes, Inc.
[ TPH ]5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title below)
Other (specify below)
President and COODirector10% OwnerXOfficer (give title below)Other (specify below)President and COO3. Date of Earliest Transaction
(Month/Day/Year)
01/30/20154. If Amendment, Date of Original Filed
(Month/Day/Year)6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting PersonForm filed by One Reporting PersonForm filed by More than One Reporting PersonTable I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1. Title of Security (Instr.
3)2. Transaction Date
(Month/Day/Year)2A. Deemed Execution Date, if any
(Month/Day/Year)3. Transaction Code (Instr.
8)4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)7. Nature of Indirect Beneficial Ownership (Instr.
4)CodeVAmount(A) or (D)PriceCommon Stock01/30/2015FDIBy The Mitchell Family TrustBy BMG Homes, Inc.Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
3)2. Conversion or Exercise Price of Derivative Security3. Transaction Date
(Month/Day/Year)3A. Deemed Execution Date, if any
(Month/Day/Year)4. Transaction Code (Instr.
8)5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)6. Date Exercisable and Expiration Date
(Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)8. Price of Derivative Security (Instr.
5)9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)11. Nature of Indirect Beneficial Ownership (Instr.
4)(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares/s/Thomas J. Mitchell02/03/2015** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.PK ! l16 docProps/app.xml
Microsoft Excel0falseWorksheets5mitchell thomas jmitchell thomas j-1mitchell thomas j-2mitchell thomas j-3mitchell thomas j-4falsefalsefalse12.0000PK ! lP P docProps/core.xml
2020-01-17T12:08:28Z2020-01-17T12:08:28ZPK ! Fjһ [Content_Types].xml
PK ! vH
xl/styles.xml
PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
PK ! |\D xl/_rels/workbook.xml.rels
PK ! \Ȩ#
xl/worksheets/sheet1.xmlPK ! j 8
xl/worksheets/sheet2.xmlPK ! l
xl/worksheets/sheet3.xmlPK ! đ ) xl/worksheets/sheet4.xmlPK ! N N 3 xl/worksheets/sheet5.xmlPK ! i ;9 xl/workbook.xmlPK ! n <