PREC14A
20230324 12.15 MB 117
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text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-align: center; padding: 2pt"><span style="font-family: Arial; font-size: 10pt; color: #FF0000"><b>PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION&#8212;MARCH 24, 2023</b></span></p> <p style="text-align: center"><span style="font-family: Arial; font-size: 10pt">UNITED STATES<br/>SECURITIES AND EXCHANGE COMMISSION<br/>Washington, D.C. 20549 </span></p> <p style="text-align: center"><span style="font-family: Arial; font-size: 10pt">SCHEDULE 14A </span></p> <p style="text-align: center"><span style="font-family: Arial; font-size: 10pt">Proxy Statement Pursuant to Section 14(a) of the <br/>Securities Exchange Act of 1934 (Amendment No. ) </span></p> <table border="0" cellpadding="0" cellspacing="0" style="line-height: 14pt; border-collapse: collapse" width="100%"> <tr valign="bottom"> <td style="text-align: left; width: 1%; padding-right: 8pt; white-space: nowrap">&#9745;</td> <td style="white-space: nowrap; 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color: White; margin-bottom: 0pt">&#160;</p> <p style="text-align: left; margin-left: 54pt"><span style="font: 32pt Times New Roman, Times, Serif"><b>Notice of <span style="color: #32657E">2023</span><br/> Annual Meeting and<br/> Proxy Statement</b></span></p> <p style="text-align: left; margin-left: 54pt"><span style="font: 16pt Arial, Helvetica, Sans-Serif">Genworth Financial, Inc.</span></p> <p style="text-align: left; margin-bottom: 550pt; margin-left: 54pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></p> </div> </div> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <div style="text-align: center"> <div style="width: 760px; margin-left: auto; margin-right: auto"> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax2x1.jpg"/></span></p> <p style="margin-top: -165pt; margin-bottom: 0"></p> <table cellpadding="0" cellspacing="0" style="font: 10pt Arial, Helvetica, Sans-Serif; width: 90%; border-collapse: collapse; margin-left: auto; margin-right: auto"> <tr style="vertical-align: top"> <td style="width: 50%"><span style="font: 16pt Times New Roman, Times, Serif"><b>Our Purpose</b></span></td> <td style="width: 5%"><span style="font: 16pt Times New Roman, Times, Serif"><b>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</b></span></td> <td style="width: 20%"><span style="font: 16pt Times New Roman, Times, Serif"><b>Our Brands</b></span></td> <td style="width: 25%"><b>&#160;</b></td></tr> <tr style="vertical-align: top"> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: top"> <td>To empower families to navigate the aging journey with&#160;confidence.</td> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: top"> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: top"> <td><span style="font: 16pt Times New Roman, Times, Serif"><b>Our Vision</b></span></td> <td><span style="font: 16pt Times New Roman, Times, Serif">&#160;</span></td> <td><span style="font: 16pt Times New Roman, Times, Serif">&#160;</span></td> <td>&#160;</td></tr> <tr style="vertical-align: top"> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: top"> <td>To be compassionate, experienced allies for those navigating care now and in the future, with guidance, products and services that meet families where they are&#160;in&#160;the aging journey.</td> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: top"> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td> <td>&#160;</td></tr> </table> </div> </div> <hr style="border: gray 1px solid; 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margin-bottom: 0"><span style="font-size: 10pt"><b>Melina Higgins</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font-size: 10pt">Non-Executive Chair of the Board</span></p> <p style="border-bottom: rgb(213,222,229) 2px solid; margin-top: 0; margin-bottom: 0"><span style="font-size: 3pt">&#160;</span></p> <p>The Board of Directors invites you to attend the 2023 Annual Meeting of Stockholders of Genworth Financial, Inc. (the 2023 Annual Meeting) to be held at 9 a.m. E.T on May 18, 2023.</p> <p>The Annual Meeting will include a report on our business operations, discussion, and voting on the matters set forth in the accompanying Notice of 2023 Annual Meeting of Stockholders and Proxy Statement, and discussion and voting on any other business matters properly brought before the&#160;meeting.</p> <p>As in prior years, the Board of Directors has elected to hold a virtual-only Annual Meeting to facilitate stockholder attendance by enabling stockholders to participate from any location and at no cost. The virtual meeting provides similar opportunities for participation as if the meeting were held in person. We are pleased that the virtual format of our last three annual meetings has enabled increased stockholder engagement in this important process. You will be able to attend the meeting online, vote your shares electronically, and submit questions before or during the meeting via www.virtualshareholdermeeting.com/GNW2023.</p> <p>Whether or not you plan to attend the 2023 Annual Meeting, you can ensure your shares are represented at the meeting by promptly submitting your proxy by telephone, by internet or by completing, signing, dating, and returning your WHITE proxy card.</p> <p><b>Strategic Achievements in 2022</b></p> <p>2022 was a year in which we made significant progress against our five strategic priorities as we entered a new phase for the company. By the end of 2022, we successfully reduced holding company debt to our target level; worked toward maximizing the value of our subsidiary Enact Holdings, Inc. by meeting the conditions required to lift restrictions imposed by the government-sponsored enterprises (GSEs); returned capital to stockholders in the form of share repurchases; further executed on our multi-year long-term care insurance (LTC) rate action plan; and began building a foundation for growth with CareScout, our senior care services business.</p> <p>I want to thank Genworth associates, the management team, and my fellow directors for their efforts, which drove positive outcomes for our stockholders in 2022.</p> </td> <td style="width: 4%">&#160;&#160;&#160;&#160;&#160;</td> <td style="width: 48%"><p><b>Commitment to Strong Governance and Sustainable Business Practices</b></p> <p>As we build from a foundation of strength, we have maintained our unwavering focus on strong corporate governance and sustainable business practices. We are committed to maintaining a Board with a diverse set of skills and experiences that will continue to provide invaluable insights to management as it executes Genworth&#8217;s strategy. Importantly, our directors bring significant insurance and global financial services expertise to our Board at a critical time as we seek to help families and individuals navigate the aging journey.</p> <p>We also have deep risk management and regulatory experience on our Board, which are critical as the company continues to strengthen its balance sheet and engage with regulators in our work to bring the LTC in-force book to economic breakeven. And as we refine the strategy for growth, we benefit from the perspectives of several directors with experience in launching new business ventures and driving organic revenue growth, which will be crucial to the long-term success of CareScout.</p> <p>We have also taken measures to further align our long-term incentive compensation to company performance and stockholder value. In 2021, Genworth added a Total Shareholder Return metric to our compensation program, and in 2023 we have increased the weighting associated with that metric.</p> <p>The company furthered its commitment to sustainability in 2022, with continued focus on the wellbeing of our colleagues, communities, and climate. We adopted a Statement on Human Rights, made substantial progress in assessing our climate risk exposure while enhancing associated disclosures, and embraced new tools and processes that enable us to provide even greater support to our policyholders as they make decisions about their coverage and care options.</p> <p>2022 was another very strong year contributing to Genworth&#8217;s transformation. I am incredibly pleased with Genworth&#8217;s progress and optimistic for our future as we continue to deliver on the company&#8217;s purpose to empower families to navigate the aging journey with confidence. Thank you for your continued support.</p> <p>Cordially,</p> <p style="margin-bottom: 0"><b> Melina Higgins</b></p> <p style="margin-top: 0">Non-Executive Chair of the Board</p> <p>&#160;</p></td></tr> </table> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>1</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Letter to Our Stockholders</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; margin-top: 0; margin-bottom: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif">&#160;</span></p> <p style="color: rgb(50,101,126); margin-top: 12pt"><span style="font: 28pt Times New Roman, Times, Serif"><b>Letter to Our Stockholders</b></span></p> <table cellpadding="0" cellspacing="0" style="font: 9pt Arial, Helvetica, Sans-Serif; width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 48%"><p><span style="font: 10pt Arial, Helvetica, Sans-Serif">April [&#9679;], 2023</span></p> <p style="margin-bottom: 5pt"><span style="font: 14pt Arial, Helvetica, Sans-Serif">Dear Stockholder,</span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax4x1.jpg"/></span></p> <p style="margin-bottom: 0; margin-top: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Tom McInerney</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">President, CEO and Director </span></p> <p style="border-bottom: rgb(213,222,229) 2px solid; margin-top: 0; margin-bottom: 0"><span style="font-size: 3pt">&#160;</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">2022 was an outstanding year for Genworth. We made significant progress on our strategic priorities and reported excellent financial results while delivering on our purpose &#8211; empowering families to navigate the aging journey with confidence.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">Genworth generated U.S. GAAP net income for the full year of $609 million and adjusted operating income of $633 million. These results were led by Enact, which contributed strong adjusted operating earnings to Genworth and ended the year with record insurance in&#160;force.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>Advancing Our Strategic Priorities</b></span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">I am very proud of the important strategic progress we made in 2022. In September, Genworth achieved a critical milestone when we paid off our remaining senior notes due in 2024, marking the achievement of our long-term holding company debt target of less than $1&#160;billion. Genworth ended 2022 with holding company debt under $900 million, reflecting over $3 billion of debt retired since 2013, and putting the company in a stronger financial position.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">By reaching our holding company debt target, we were able to meet the financial conditions for removing the capital restrictions in 2022 placed on Enact by the GSEs. These&#160;restrictions were lifted in March of this year, positioning Enact for incremental growth and value creation.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">Genworth instituted a new share repurchase program in 2022, marking the first time the company has been able to return capital to stockholders in over 14 years. During 2022, we repurchased approximately $64 million worth of shares at an average price of $3.94 per share. In 2023, we repurchased approximately $36 million worth of shares through February 24th at an average price of $6.08 per share, leaving approximately $250 million remaining under our repurchase authorization. We plan to continue opportunistic repurchases in 2023.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">We drove strong momentum in our multi-year long-term care insurance (LTC) rate action plan, with a total of approximately $550 million in annual premium rate</span></p> </td> <td style="width: 4%"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;&#160;&#160;&#160;&#160;</span></td> <td style="width: 48%"><p><span style="font: 9pt Arial, Helvetica, Sans-Serif">increase approvals achieved in 2022&#8212;a new record high for the company&#8212;which reduced the LTC premium gap by approximately $2.8 billion on a net present value (NPV) basis. This important work improves cash flow and reduces the liability associated with our legacy long term care insurance business while providing policyholders a range of options for managing rate increases to retain meaningful benefits. As of the end of 2022, the cumulative increase in NPV of future LTC premiums since 2012 was $23.5 billion&#8212;a significant component as we work to achieve economic breakeven on the legacy LTC business.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">Genworth also made progress on our future growth strategy with the development of our senior care services business under the CareScout brand, a crucial first step in our multiphase go-to-market strategy to drive sustainable long-term growth.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>Operating from a Position of Strength</b></span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">Taken together, these achievements improved Genworth&#8217;s financial strength and enabled us to enter 2023 with a solid foundation for the future, as reflected in the nearly 31% total shareholder return that Genworth delivered in 2022. This stockholder value improvement far exceeded returns in the S&amp;P 500 Index and the S&amp;P Insurance 600&#160;Index over the same period. Further, the rating agencies recognized the substantial improvement in our credit profile progress throughout 2022, with credit ratings upgrades from each of the three major agencies.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">With improved flexibility, we intend to accelerate on share repurchases, subject to market conditions. 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As we look ahead to 2023, we remain focused on solving the critical societal issue of access to affordable quality care for Americans as they age. We are applying Genworth&#8217;s unparalleled expertise in long-term care insurance to address this challenge. 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We appreciate your investment in Genworth as we strive to be compassionate, experienced allies for families navigating senior care now and in the future.</p> <p>Thank you very much,</p> <p style="margin-bottom: 0"><span style="font-size: 9.5pt"><b>Thomas J. 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We believe that posting these materials on the Internet enables us to provide stockholders with the information that they need more quickly. In addition, it lowers our costs of printing and delivering these materials, and reduces the environmental impact of our 2023 Annual Meeting. The Notice of Internet Availability of Proxy Materials sent to many of our stockholders explains how to access the proxy materials online, vote online and obtain a paper copy of our proxy materials.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">On February 13, 2023, Mr. Scott Klarquist provided the company with notice of his intent to nominate himself as a candidate for election to the company&#8217;s Board of Directors at the 2023 Annual Meeting. The accompanying WHITE proxy card is not a universal proxy card and Mr. Klarquist is not listed thereon because the company did not receive the notice required under Rule 14a-19 under the Securities Exchange Act of 1934, as amended, from any person intending to solicit proxies in support of Mr. Klarquist by the deadline for such notice pursuant to Rule 14a-19. <b>The Board of Directors unanimously recommends that you vote FOR each of the Board&#8217;s director nominees to be elected and vote in accordance with the Board&#8217;s recommendations on each other proposal before the 2023 Annual Meeting, as described in the Proxy Statement and the accompanying WHITE proxy card.</b></span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">We urge stockholders to participate in the 2023 Annual Meeting. Stockholders may vote by telephone, through the Internet or by mailing your completed and signed WHITE proxy card (or voting instruction form, if you hold your shares through a broker, bank or other nominee). Each share of Class A Common Stock issued and outstanding as of the record date is entitled to one vote on each matter to be voted upon at our 2023 Annual Meeting. Your vote is important and we urge you to vote.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">This Notice, the Proxy Statement and WHITE proxy card are first being made available or mailed to stockholders on or about April [&#9679;], 2023.</span></p> <p><span style="font: 9pt Arial, Helvetica, Sans-Serif">Cordially,</span></p> <p style="margin-bottom: 0"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>Michael J. McCullough</b></span></p> <p style="margin-top: 0"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Corporate Secretary</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="border: rgb(50,101,126) 1px solid; width: 100%; padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Important Notice Regarding the Availability of Proxy Materials for the 2023 Annual Meeting of Stockholders to be Held on May 18, 2023 </b>Genworth&#8217;s Notice of 2023 Annual Meeting of Stockholders, Proxy Statement and 2022 Annual Report are Available, Free of Charge, at: www.proxyvote.com</span></td></tr> </table> </div> <p style="font: 9pt Arial, Helvetica, Sans-Serif; margin-top: 0; margin-bottom: 0; clear: both"></p> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>5</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-top: rgb(50,101,126) 1px solid; text-align: right; margin-top: 12pt; margin-bottom: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif">&#160;</span></p> <a id="toc1"></a><p style="color: rgb(50,101,126); margin-top: 0"><span style="font: 28pt Times New Roman, Times, Serif"><b>Table of Contents</b></span></p> <div style="float: left; width: 48%"> <table cellpadding="0" cellspacing="0" style="font: 9pt Arial, Helvetica, Sans-Serif; width: 100%; border-collapse: collapse"> <tr> <td style="vertical-align: bottom; width: 90%; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a001" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">Letter to Our Stockholders</span></a></td> <td style="vertical-align: bottom; width: 10%; text-align: right"><a href="#gnw4128241a001" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">1</span></a></td> </tr> <tr style="vertical-align: bottom"> <td style="padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a002" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">Notice of 2023 Annual Meeting of Stockholders</span></a></td> <td style="text-align: right"><a href="#gnw4128241a002" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">4</span></a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a003" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">Proxy Summary</span></a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a003" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126)"><b>7</b></span></a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt">&#160;</td> <td style="vertical-align: bottom; text-align: right">&#160;</td></tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a004" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">Genworth Board of Directors</span></a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a004" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">14</span></a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 75pt; text-indent: -75pt; padding-top: 2pt"><a href="#gnw4128241a005" style="text-decoration: none; color: black"><span style="background-color: #32657E">&#160;&#160;<span style="color: White">PROPOSAL 1:&#160;&#160;</span></span> &#160;<span style="color: rgb(50,101,126)">Election of Nine Directors</span></a></td> <td style="vertical-align: bottom; text-align: right; padding-top: 2pt"><a href="#gnw4128241a005" style="text-decoration: none; color: black">14</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a006" style="text-decoration: none; color: black">Board&#8217;s Nominees</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a006" style="text-decoration: none; color: black">15</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a007" style="text-decoration: none; color: black">How We Select Our Directors</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a007" style="text-decoration: none; color: black">25</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt">&#160;</td> <td style="vertical-align: bottom; text-align: right">&#160;</td></tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a008" style="text-decoration: none; color: black">Director Independence</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a008" style="text-decoration: none; color: black">27</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt">&#160;</td> <td style="vertical-align: bottom; text-align: right">&#160;</td></tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a009" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">Corporate Governance at Genworth</span></a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a009" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">28</span></a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a010" style="text-decoration: none; color: black">Board Overview and Governance Principles</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a010" style="text-decoration: none; color: black">28</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a011" style="text-decoration: none; color: black">Board Composition</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a011" style="text-decoration: none; color: black">28</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a012" style="text-decoration: none; color: black">Board Leadership Structure</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a012" style="text-decoration: none; color: black">28</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a013" style="text-decoration: none; color: black">Board Responsibilities</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a013" style="text-decoration: none; color: black">30</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a014" style="text-decoration: none; color: black">Board Committees</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a014" style="text-decoration: none; color: black">32</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a015" style="text-decoration: none; color: black">Other Board Practices, Policies and Processes</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a015" style="text-decoration: none; color: black">37</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a016" style="text-decoration: none; color: black">Compensation of Directors</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a016" style="text-decoration: none; color: black">40</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a017" style="text-decoration: none; color: black">Director Stock Ownership Policy</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a017" style="text-decoration: none; color: black">43</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt">&#160;</td> <td style="vertical-align: bottom; text-align: right">&#160;</td></tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a018" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">Executive Compensation</span></a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a018" style="text-decoration: none; color: black"><span style="color: rgb(50,101,126); font-weight: bold">44</span></a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a019" style="text-decoration: none; color: black">Report of the Management Development and Compensation Committee</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a019" style="text-decoration: none; color: black">44</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 75pt; text-indent: -75pt; color: rgb(50,101,126); padding-top: 2pt"><a href="#gnw4128241a020" style="text-decoration: none; color: black"><span style="color: White; background-color: #32657E">&#160;&#160;PROPOSAL 2:&#160;&#160;</span> &#160;<span style="color: rgb(50,101,126)">Advisory Vote to Approve Named Executive Officer Compensation</span></a></td> <td style="vertical-align: bottom; text-align: right; padding-top: 2pt"><a href="#gnw4128241a020" style="text-decoration: none; color: black">45</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a021" style="text-decoration: none; color: black">Compensation Discussion and Analysis</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a021" style="text-decoration: none; color: black">46</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a022" style="text-decoration: none; color: black">Named Executive Officers</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a022" style="text-decoration: none; color: black">46</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a023" style="text-decoration: none; color: black">2022 Company Performance</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a023" style="text-decoration: none; color: black">47</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a024" style="text-decoration: none; color: black">Compensation Philosophy</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a024" style="text-decoration: none; color: black">49</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a025" style="text-decoration: none; color: black">Key Governance Practices</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a025" style="text-decoration: none; color: black">50</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a026" style="text-decoration: none; color: black">Compensation Decision-Making Process</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a026" style="text-decoration: none; color: black">50</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: 0"><a href="#gnw4128241a027" style="text-decoration: none; color: black">Consideration of Last Year&#8217;s Advisory Stockholder Vote on Executive Compensation and Stockholder Engagement</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a027" style="text-decoration: none; color: black">53</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a028" style="text-decoration: none; color: black">Key Compensation Program Elements</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a028" style="text-decoration: none; color: black">54</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a029" style="text-decoration: none; color: black">Other Key Compensation Governance Policies</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a029" style="text-decoration: none; color: black">69</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a030" style="text-decoration: none; color: black">Executive Compensation Tables</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a030" style="text-decoration: none; color: black">72</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a031" style="text-decoration: none; color: black">2022 Summary Compensation Table</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a031" style="text-decoration: none; color: black">72</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a032" style="text-decoration: none; color: black">2022 Grants of Plan-Based Awards</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a032" style="text-decoration: none; color: black">73</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a033" style="text-decoration: none; color: black">Outstanding Equity Awards at 2022 Fiscal Year-End Table</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a033" style="text-decoration: none; color: black">75</a></td> </tr> </table> </div> <div style="float: right; width: 48%"> <table cellpadding="0" cellspacing="0" style="font: 9pt Arial, Helvetica, Sans-Serif; width: 100%; border-collapse: collapse"> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt; width: 90%"><a href="#gnw4128241a034" style="text-decoration: none; color: black">2022 Options Exercised and Stock Vested Table</a></td> <td style="vertical-align: bottom; text-align: right; width: 10%"><a href="#gnw4128241a034" style="text-decoration: none; color: black">76</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 20pt; text-indent: -10pt"><a href="#gnw4128241a035" style="text-decoration: none; color: black">Pension Benefits</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a035" style="text-decoration: none; color: black">76</a></td> </tr> <tr> <td style="vertical-align: bottom; 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padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a039" style="text-decoration: none; color: black">2022 Pay Versus Performance Disclosure</a></td> <td style="vertical-align: bottom; text-align: right"><a href="#gnw4128241a039" style="text-decoration: none; color: black">86</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 75pt; text-indent: -75pt; padding-top: 2pt"><a href="#gnw4128241a040" style="text-decoration: none; color: black"><span style="color: White; background-color: #32657E">&#160;&#160;PROPOSAL 3:&#160;&#160;</span> &#160;<span style="color: rgb(50,101,126)">Advisory Vote on the Frequency of the Advisory Vote to Approve Named Executive Officer Compensation</span></a></td> <td style="vertical-align: bottom; text-align: right; padding-top: 2pt"><a href="#gnw4128241a040" style="text-decoration: none; color: black">90</a></td> </tr> <tr> <td style="vertical-align: bottom; padding-left: 10pt; text-indent: -10pt"><a href="#gnw4128241a041" style="text-decoration: none; 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background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-top: 0; margin-bottom: 0; text-align: right"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Genworth Board of Directors</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin: 0"><b>&#160;</b></p> <a id="gnw4128241a007"></a><p style="color: #32657E; margin-top: 12pt"><span style="font: 20pt Arial, Helvetica, Sans-Serif">How We Select Our Directors</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Governance Committee recommends director candidates to the Board for election, and our Board nominates director candidates and makes voting recommendations to our stockholders.</span></p> <p style="color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Director Recruitment Priorities</i></b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In addition to considering candidates suggested by stockholders, the Governance Committee considers&#160;potential candidates recommended by current directors, company officers, employees and others. We have also historically engaged an outside search firm to assist us in identifying and evaluating potential director candidates.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Governance Committee believes all director nominees should meet certain qualifications and possess&#160;certain qualities or skills that, when considered in light of the qualities and skills of the other director nominees, assist the Board in overseeing our operations and developing and pursuing our strategic&#160;objectives.</span></p> <div style="padding: 5pt; background-color: rgb(231,231,232); margin-right: 5%; margin-left: 5%"> <p style="margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>The Governance Committee believes each director nominee should at a minimum:</b></span></p> <p style="margin-left: 26pt; text-indent: -11pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">possess the highest personal and professional ethics, integrity and values;</span></p> <p style="margin-left: 26pt; text-indent: -11pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">be committed to representing the long-term interests of our stockholders;</span></p> <p style="margin-left: 26pt; text-indent: -11pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">have an inquisitive and objective perspective, practical wisdom and mature judgment;</span></p> <p style="margin-left: 26pt; text-indent: -11pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">bring a distinct skill set of value to the Board and the company when viewed alone and in combination with other directors;</span></p> <p style="margin-left: 26pt; text-indent: -11pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">be willing and able to devote sufficient time to carrying out his or her duties and responsibilities effectively; and</span></p> <p style="margin-left: 26pt; text-indent: -11pt; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">be committed to serve on the Board for an extended period of time.</span></p> </div> <p style="color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Commitment to Board Diversity</i></b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Governance Committee endeavors to have a board representing diverse experience at policy-making and in other areas that are relevant to the company&#8217;s businesses. When deciding whether to renominate a director for election, the Governance Committee and the Board also consider the director&#8217;s tenure in the context of the overall mix of tenures of Board members. The qualifications, qualities and skills required for directors are further set forth in Section 3 of Genworth&#8217;s Governance Principles, which are available on our&#160;website.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Board also believes that Board diversity is important to serving the long-term interests of stockholders. The Governance Committee, as a matter of practice, takes diversity factors into account when considering potential director nominees and actively seeks to achieve a diversity of occupational and personal backgrounds, viewpoints, education and skills on the Board, including diversity with respect to demographics such as gender, race, ethnicity, national origin and age.</span></p> <p style="color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Director Candidate Recommendations</i></b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Governance Committee will consider all stockholder recommendations for candidates to the Board, which should be sent to:</span></p> <table cellpadding="0" cellspacing="0" style="width: 60%; margin-left: auto; margin-right: auto"> <tr style="vertical-align: bottom; background-color: #A8D005"> <td style="padding: 5pt; width: 100%; background-color: rgb(213,221,228)"><p style="text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Nominating and Corporate Governance Committee</b></span></p> <p style="text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif">c/o Corporate Secretary<br/> Genworth Financial, Inc.<br/> 6620 West Broad Street, Building #1<br/> Richmond, Virginia 23230</span></p></td></tr> </table> <p style="text-align: right; margin-top: 12pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>25</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Genworth Board of Directors</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin: 0"><b>&#160;</b></p> <p style="color: #32657E; margin-top: 12pt"><span style="font: 16pt Times New Roman, Times, Serif"><b>Selection Process Highlights</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Governance Committee considers all potential candidates regardless of the source of the recommendation and determines whether potential candidates meet our qualifications, qualities and skills for directors. Where there is an interest in a particular candidate, the Governance Committee&#8217;s evaluation is multi-faceted and typically includes:</span></p> <p style="text-align: center"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax28x1.jpg"/></p> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>26</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-align: right; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Genworth Board of Directors</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin: 0"><b>&#160;</b></p> <a id="gnw4128241a008"></a><p style="color: #32657E; margin-top: 12pt"><span style="font: 20pt Arial, Helvetica, Sans-Serif">Director Independence</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our Board currently consists of nine directors, eight of whom are independent (as defined by our Governance Principles and NYSE listing standards) and one of whom is our CEO, Mr. McInerney. For a director to be independent, the Board must determine that the director does not have any material relationship with Genworth either directly or as a partner, stockholder or officer of an organization that has a relationship with Genworth. The Board has established guidelines to assist it in determining director independence, which conform to, or are more exacting than, the independence requirements in the applicable rules and listing standards of the NYSE. The independence guidelines are set forth in Section 4 of our Governance Principles, which are available on our website: <span>www.genworth.com</span>. In addition to applying these guidelines, the Board will consider all relevant facts and circumstances in making an independence determination. Our Board has determined that the purchase of Genworth products and services on the same terms available to unaffiliated entities or persons does not impair a director&#8217;s independence and therefore such purchases are not considered by our Board when making independence determinations. The Board has determined that:</span></p> <table cellpadding="0" cellspacing="0" style="width: 80%; border-collapse: collapse; margin-left: auto; margin-right: auto"> <tr style="vertical-align: bottom"> <td style="padding: 5pt; width: 100%; background-color: rgb(231,231,232); text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Sen. Conrad, Lt. Gen. Dyson, Ms. Goodman, Ms. Higgins, Mr. Mills, Mr. Restrepo, Ms. Sarsynski and Mr. Smith satisfy the NYSE&#8217;s independence requirements and Genworth&#8217;s independence guidelines.</b></span></td></tr> </table> <p style="margin-top: 12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">In addition to the independence guidelines discussed above, members of the Audit Committee must satisfy additional independence requirements established by the Securities and Exchange Commission (&#8220;SEC&#8221;) and the NYSE. Specifically, they may not accept, directly or indirectly, any consulting, advisory or other compensatory fee from Genworth or any of its subsidiaries other than their directors&#8217; compensation and they may not be affiliated with Genworth or any of its subsidiaries. Notwithstanding the foregoing, a director of both Genworth and an affiliate of Genworth who otherwise satisfies the independence requirements may serve on the audit committee pursuant to the exemption provided in Rule 10A-3 under the Exchange Act. The Board has determined that:</span></p> <table cellpadding="0" cellspacing="0" style="width: 80%; border-collapse: collapse; margin-left: auto; margin-right: auto"> <tr style="vertical-align: bottom"> <td style="padding: 5pt; width: 100%; background-color: rgb(231,231,232); text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>All of the current members of the Audit Committee satisfy the relevant SEC and NYSE independence requirements.</b></span></td></tr> </table> <p style="margin-top: 12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Further, in affirmatively determining the independence of any director who will serve on the Management Development and Compensation Committee (the &#8220;Compensation Committee&#8221;), the Board also considers all factors specifically relevant to determining whether a director has a relationship to Genworth that is material to that director&#8217;s ability to be independent from management in connection with the duties of a member of the Compensation Committee, including: (1) the source of compensation of the director, including any consulting, advisory or other compensatory fee paid by Genworth to such director; and (2) whether the director is affiliated with Genworth, its subsidiaries or its affiliates. The Board has determined that:</span></p> <table cellpadding="0" cellspacing="0" style="width: 80%; border-collapse: collapse; margin-left: auto; margin-right: auto"> <tr style="vertical-align: bottom"> <td style="padding: 5pt; width: 100%; background-color: rgb(231,231,232); text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>All of the current members of the Compensation Committee satisfy the relevant SEC and NYSE independence requirements.</b></span></td></tr> </table> <p style="text-align: right; margin-top: 12pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>27</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin: 0"><b>&#160;</b></p> <a id="gnw4128241a009"></a><p style="color: #32657E; margin-top: 12pt"><span style="font: 28pt Times New Roman, Times, Serif"><b>Corporate Governance at Genworth</b></span></p> <a id="gnw4128241a010"></a><p style="color: #32657E"><span style="font: 20pt Arial, Helvetica, Sans-Serif">Board Overview and Governance Principles</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our Governance Principles are published on Genworth&#8217;s website, as are our other corporate governance materials, including the charters adopted by the Board for each of our standing committees and any key practices adopted by the committees. To view these materials, visit our website: <span>www.genworth.com</span>. The Board regularly reviews corporate governance developments and may modify these principles, charters and key practices as warranted. Any modifications will be reflected in the documents on Genworth&#8217;s website.</span></p> <a id="gnw4128241a011"></a><p style="color: #32657E"><span style="font: 20pt Arial, Helvetica, Sans-Serif">Board Composition</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The number of directors of our company is fixed from time to time by a resolution adopted by our Board, but will not be less than one nor more than 15. Our Governance Principles state that the size of the Board should be in the range of seven to 15 directors. Our Board has set the size of the Board at nine members.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Each director elected by the holders of our common stock will serve until the 2024 Annual Meeting and until his or her successor is duly elected and qualified, or until the earlier of their resignation or removal in a manner provided for in the Bylaws. The holders of our common stock do not have cumulative voting rights in the election of directors.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">We believe the Board&#8217;s director nominees are a talented group of individuals with a variety of relevant qualifications, skillsets and professional backgrounds, as reflected in their biographies beginning on page 15. We believe our Board benefits significantly from this diversity of experience, as well as the tenure, racial/ ethnic and gender diversity of its members.</span></p> <a id="gnw4128241a012"></a><p style="color: #32657E"><span style="font: 20pt Arial, Helvetica, Sans-Serif">Board Leadership Structure</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our Board functions in a collaborative fashion that emphasizes active participation and leadership by all of its members. Our Bylaws require our Board to appoint a Chair of the Board but give it the flexibility to appoint as Chair (i) our CEO, (ii) an independent director or (iii) a non-independent director other than the CEO. Our Board determines who to appoint as our Chair based on the knowledge and experience of the people then serving on our Board and as CEO and chooses the person whom it believes best meets the needs of our company and our stockholders at that time. In May 2021, our Board selected Ms. Higgins, one of our independent directors since 2013, to serve as our Non-Executive Chair of the Board due to Ms. Higgins&#8217; service with and knowledge of our company and her significant leadership experience. Ms. Higgins is a qualified financial expert and has broad financial services and investment experience. In addition, she has extensive experience on numerous public and private company boards and during her tenure on our Board has served on each of the Board&#8217;s standing committees. Our Board has determined that having Thomas J. McInerney serve as our CEO and a director and Melina E. 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text-indent: -12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">serving as a liaison between the CEO and the non-management and independent directors;</span></p> <p style="margin-left: 27pt; text-indent: -12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">consulting on meeting agendas;</span></p> <p style="margin-left: 27pt; text-indent: -12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">working with management to assure that meeting materials are fulfilling the needs of directors;</span></p> <p style="margin-left: 27pt; text-indent: -12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">consulting on the meeting calendar and meeting schedules to assure there is sufficient time to discuss all agenda items;</span></p> <p style="margin-left: 27pt; text-indent: -12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">periodically calling meetings of the non-management and independent directors, including at the request of such directors;</span></p> <p style="margin-left: 27pt; text-indent: -12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">working with the CEO to respond to stockholder inquiries involving the Board; and</span></p> <p style="margin-left: 27pt; text-indent: -12pt; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">&#9679;&#160;&#160;</span><span style="font: 10pt Arial, Helvetica, Sans-Serif">fulfilling other responsibilities as determined by the Board.</span></p> </div> <p style="color: #32657E"><span style="font: 16pt Times New Roman, Times, Serif"><b>Meetings of Non-Management and Independent Directors</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">All of our current non-management directors are independent (as determined in accordance with the NYSE listing standards and our Governance Principles) and our non-management directors met without management present at regularly scheduled Board meetings during 2022, as provided in our Governance Principles. Mr. McInerney, our CEO, is currently the only employee of the company who serves on our Board. In addition, our Governance Principles provide that if the non-management directors include individuals who are not independent, as determined in accordance with the NYSE listing standards and our Governance Principles, then the independent directors on our Board will separately meet at least one time each year. Our Governance Principles provide that the Non-Executive Chair of the Board, currently Ms. Higgins, will preside at the meetings of the non-management directors and the independent directors; in the absence of Ms. Higgins, the non-management directors present will select an independent committee chair to preside at such session. 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The Board is elected by the stockholders to oversee management and to assure that the long-term interests of the stockholders are being served. Specifically, the Board reviews, monitors and, where appropriate, approves fundamental financial and business strategies and major corporate actions. The Board reviews and evaluates Genworth&#8217;s strategy at each regularly scheduled meeting and frequently engages with management and outside advisors regarding the competitive landscape, regulatory environment, operational challenges and opportunities, and strategic alternatives to ensure Genworth pursues and makes progress on its strategic plan.</span></p> <p style="color: #32657E"><span style="font: 16pt Times New Roman, Times, Serif"><b>Board Oversight of Risk</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our Board recognizes that, although risk management is primarily the responsibility of Genworth&#8217;s management, the Board plays a critical role in the oversight of risk. As a financial services company, the very nature of our business involves the underwriting, management and assumption of risks on behalf of our customers. 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Our Board recognizes the importance of maintaining the privacy and security of customer information, as well as the availability of our systems and consequently dedicates meaningful time and attention to oversight of cybersecurity risk. In light of these risks, our Board is actively engaged in the oversight of our Company&#8217;s Information Security and Information Technology (&#8220;IT&#8221;) Risk Program, which includes periodic briefings on cybersecurity threats and participation in cybersecurity preparedness exercises.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Risk Committee has primary responsibility for cybersecurity oversight. In this capacity, the Risk Committee oversees the Company&#8217;s processes for identifying, assessing and managing technology and cybersecurity risk. Our program employs various controls and policies to secure our operations and information which includes monitoring, reporting, managing, and remediating cybersecurity threats. Key features of the program include access controls, security training, dedicated security personnel, security event monitoring, and when necessary, consultation with third-party data security experts. Additionally, we have procedures set forth for reporting and responding to potential security incidents as well as determining applicable disclosure requirements. At least annually, the Board reviews and discusses our Information Security Program and IT Risk Management Program.</span></p> <p style="margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Genworth&#8217;s Chief Information Security Officer and Chief Risk Officer, both members of management, support the cybersecurity risk oversight responsibilities of the Board and its committees and involve applicable management personnel in cybersecurity risk management. The Risk Committee receives periodic reports from the Chief Information Security Officer and Chief Risk Officer on the Company&#8217;s technology and cybersecurity risk profile, Information Security Program, and key cybersecurity initiatives. 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(ii) reviewing periodically our policies and practices on matters of corporate citizenship, including philanthropic programs and financial and other support of charitable, education and cultural organizations; and (iii) reviewing periodically our environmental policy and practices.</span></p> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>35</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Corporate Governance at Genworth</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin: 0"><b>&#160;</b></p> <p style="color: #32657E; margin-top: 12pt"><span style="font: 16pt Times New Roman, Times, Serif"><b>Risk Committee</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The purpose of the Risk Committee is to assist the Board in its oversight relating to Genworth&#8217;s (i) enterprise risk management policy and the related risk profile; (ii) compliance program; (iii) information technology and information security programs; and (iv) investment portfolio and strategy. The Risk Committee will periodically review Genworth&#8217;s top risks and be apprised of the following major risk exposures for the company: credit risks; market risks; insurance risks; housing risks; operational risks; model risks; information technology risks; and any other risk that poses a material threat to the viability of the company. The Risk Committee consists solely of &#8220;independent&#8221; directors as defined by the applicable rules of the NYSE and by our Governance Principles.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top; background-color: #E5E5E5"> <td style="border-top: rgb(50,101,126) 1px solid; width: 20%; background-color: White; padding-top: 10pt; border-right: rgb(50,101,126) 1px dotted"><p style="margin-top: 0; margin-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>MEMBERS</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax38x1.jpg"/></p> <p style="margin-top: 5pt; margin-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Elaine A. Sarsynski (Chair)</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax38x2.jpg"/></p> <p style="margin-top: 5pt; margin-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">G. Kent Conrad</span></p> <p style="margin-top: 0; margin-bottom: 0"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax38x3.jpg"/></p> <p style="margin-top: 5pt; margin-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Howard D. Mills, III</span></p> <p style="margin-top: 0; margin-bottom: 0"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax38x4.jpg"/></p> <p style="margin-top: 5pt; margin-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Ramsey D. 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If an actual or potential conflict of interest arises for a director, the director shall promptly inform the chief executive officer. To view our Code of Ethics, visit our website: <span style="color: rgb(49,102,128)">www.genworth.com</span>. Section 11 of our Governance Principles, which are available on our website, more fully addresses our Code of Ethics. Under our Governance Principles, the Board will not permit any waiver of any ethics policy for any director or executive officer. Within the time period required by the SEC and the NYSE, we will post on our website any amendment to our Code of Ethics.</p> <p style="font: 16pt Times New Roman, Times, Serif; margin-right: 0; margin-left: 0; color: #32657E; margin-bottom: 9pt"><b>Certain Relationships and Transactions</b></p> <p style="font: 10pt Arial, Helvetica, Sans-Serif; margin-right: 0; margin-left: 0">Our Board has established a policy, which is set forth in our Governance Principles, that Genworth will not enter into a transaction with a &#8220;related person&#8221; except in circumstances where there is a verifiable Genworth business interest supporting the transaction and the transaction otherwise meets Genworth&#8217;s standards that apply to similar transactions with unaffiliated entities or persons. For purposes of our policy, &#8220;related person&#8221; means any of our executive officers, directors, nominees for director, any persons known by us to beneficially own in excess of 5% of any class of our voting securities, any person who is an immediate family member of the foregoing and any firm, corporation or other entity in which any of the foregoing persons is an executive officer, general partner, principal or in a similar position or in which such person is deemed to have a 10% or greater beneficial ownership interest. Our policy applies to all transactions with &#8220;related persons,&#8221; including modifications of previously approved transactions, other than: (1) transactions available to all employees generally; and (2) transactions involving the payment of compensation or the entry into compensatory agreements or arrangements that are approved by the Compensation Committee or paid pursuant to an agreement, plan or arrangement approved by the Compensation Committee. The Board has delegated to the Audit Committee the responsibility of establishing and overseeing policies and procedures for the review, approval and ratification of transactions with related persons, and the Audit Committee has established certain key practices related thereto. Our Governance Principles and Audit Committee&#8217;s key practices can be found in the corporate governance section of our website: <span style="color: rgb(49,102,128)">www.genworth.com</span>.</p> <p style="font: 16pt Times New Roman, Times, Serif; margin-right: 0; margin-left: 0; color: #32657E; margin-bottom: 9pt"><b>Board Self-Evaluation</b></p> <p style="font: 10pt Arial, Helvetica, Sans-Serif; margin-right: 0; margin-left: 0">The Board and each of its Committees annually follow a specific process, overseen by the Governance Committee, to determine their effectiveness and opportunities for improvement. 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These presentations may be provided during Board meetings, standing committee meetings or in information sessions. In addition, &#8220;deep dives&#8221; on certain areas of interest or of particular importance to the company and its businesses are provided to the Board, standing committees or an individual Director, from time to time.</p> <p style="font: 10pt Arial, Helvetica, Sans-Serif; margin-right: 0; margin-left: 0">Directors are also encouraged to participate in external continuing education courses and seminars sponsored by industry experts and other organizations to help them stay abreast of the evolving responsibilities and key topics. 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The Governance Committee will then consider the matter and subsequently recommend to the Board an appropriate course of action.</p> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>39</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="font: 10pt Arial, Helvetica, Sans-Serif; margin-right: 0; margin-left: 0"><b>Corporate Governance at Genworth</b></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 1pt Arial, Helvetica, Sans-Serif; margin-right: 0; margin-left: 0">&#160;</p> <p style="font: 16pt Times New Roman, Times, Serif; margin-right: 0; margin-left: 0; color: #32657E; margin-bottom: 9pt"><b>Communications with the Board of Directors</b></p> <p style="font: 10pt Arial, Helvetica, Sans-Serif; margin-right: 0; margin-left: 0">The Board has established a process for stockholders and other interested persons to communicate directly with Genworth and its non-management directors. Information regarding this process, including how to email or write our non-management directors, may be found on our website: <span style="color: rgb(49,102,128)">www.genworth.com</span>. Concerns relating to accounting, internal accounting controls and auditing matters may also be submitted confidentially and anonymously through the methods specified on our website. You may direct your communications to our non-management directors as a group or individually, or to any committee of the Board. The Corporate Secretary or Genworth&#8217;s ombudsperson monitor, review and sort all written communications to the non-management directors. 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Amounts also include applicable committee chair fees and the cash portion of the retainer for the Non-Executive Chair of the Board. Messrs. Conrad, Mills, Restrepo and Smith and Mses. Dyson, Goodman and Higgins reached the maximum deferral of 30,000 DSUs with their fourth quarter retainer payment and Ms. Higgins reached the maximum deferral of 25,000 DSUs as Non-Executive Chair of the Board with her fourth quarter payment; therefore, a portion of their fourth quarter payments were made in cash. Ms. Sarsynski reached the maximum deferral of 30,000 DSUs with her third quarter retainer payment; therefore, a portion of her third quarter payment and all of her fourth quarter payment was made in cash.</span></td></tr> <tr style="vertical-align: top"> <td style="font-size: 8pt; padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(2)</sup></span></td> <td style="font-size: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Reflects the aggregate grant date fair value of DSUs, determined in accordance with FASB ASC Topic 718. The fair value of stock unit awards under Topic 718 typically equals the price of the underlying stock on the date of grant; however, amounts in the table are lower because the DSUs do not convert to transferable shares until one year after the director leaves the Board, and Topic 718 provides that the impact of transferability restrictions that remain in place after an award of stock based compensation vests may be considered when determining the fair value of the award for accounting purposes. The Finnerty option pricing model was, therefore, used to factor in these post-vest holding requirements with the following assumptions: (i) expected post vesting restriction period based upon the average of various terms (1-24 years) of individual Director&#8217;s estimated remaining service; (ii) expected volatility of 75.0%; (iii) risk-free interest rate of 1.40%; (iv) expected dividend yield of 0.00%; and (v) calculated discount for post vest restriction period of 30.34%.</span></td></tr> <tr style="vertical-align: top"> <td style="font-size: 8pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(3)</sup></span></td> <td style="font-size: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">The following table shows for each non-management director the total number of DSUs held as of December 31, 2022 (rounded down to the nearest whole share):</span></td></tr> <tr style="vertical-align: top"> <td style="font-size: 8pt; padding-right: 8pt">&#160;</td> <td style="font-size: 8pt">&#160;</td></tr> </table> <table cellpadding="0" cellspacing="0" style="font: 9pt Times New Roman, Times, Serif; width: 100%"> <tr style="vertical-align: bottom"> <td style="width: 1%; padding-right: 8pt; padding-top: 2pt; padding-bottom: 2pt; white-space: nowrap"><span style="font-size: 7pt">&#160;&#160;&#160;&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; font-size: 8pt; padding-left: 3pt; width: 98%; padding-top: 2pt; padding-bottom: 2pt; white-space: nowrap"><span style="font: 7pt Arial, Helvetica, Sans-Serif; color: #58585A"><b>Name</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 1%; font-size: 8pt; text-align: right; padding-right: 3pt; padding-top: 2pt; padding-bottom: 2pt; white-space: nowrap"><span style="font: 7pt Arial, Helvetica, Sans-Serif; color: #58585A"><b>Total Number of</b></span><span style="font-size: 7pt"><br/> <span style="font-family: Arial, Helvetica, Sans-Serif; color: #58585A"><b>DSUs Held as of<br/> December 31, 2022</b></span></span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; font-size: 8pt; padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif; color: #32657E"><b>G. 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Restrepo Jr.</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; font-size: 8pt; text-align: right; padding-right: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">181,403</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; font-size: 8pt; padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif; color: #32657E"><b>Elaine A. 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Perry</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; font-size: 8pt; text-align: right; padding-right: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">166,603</span></td></tr> </table> <br/> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse; font-family: Times New Roman, Times, Serif"> <tr style="vertical-align: top"> <td style="width: 1%; font-size: 8pt; padding-bottom: 5pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(4)</sup></span></td> <td style="width: 99%; font-size: 8pt; padding-bottom: 5pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Amounts reflect company charitable match contributions.</span></td></tr> <tr style="vertical-align: top"> <td style="font-size: 8pt; padding-bottom: 5pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(5)</sup></span></td> <td style="font-size: 8pt; padding-bottom: 5pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">The charitable match amount for Ms. Higgins reflects $3,000 that was attributable to 2021 but due to an administrative error was not previously reported.</span></td></tr> <tr style="vertical-align: top"> <td style="font-size: 8pt; padding-bottom: 5pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(6)</sup></span></td> <td style="font-size: 8pt; padding-bottom: 5pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Ms. Sarsynski joined the Board on March 23, 2022. Her first DSU awards were prorated from that day to the end of the quarter. On May 19, 2022, Ms. Sarsynski was appointed to serve as chair of the Risk Committee. As a result, she received a prorated portion of the annual retainer fee for Risk Committee Chair in 2022.</span></td></tr> <tr style="vertical-align: top"> <td style="font-size: 8pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(7)</sup></span></td> <td style="font-size: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Ms. Perry did not stand for re-election at our 2022 annual meeting of stockholders on May 19, 2022 and therefore retired from the Board effective on that date and stepped down as chair of the Risk Committee effective on that date. Her second quarter cash payments and DSU awards were prorated from the beginning of the quarter to that day.</span></td></tr> </table> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>42</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; text-align: right; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Corporate Governance at Genworth</b></span></p> <a id="gnw4128241a017"></a><p><span style="font: 20pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">Director Stock Ownership Policy</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">To help promote the alignment of the personal interests of the company&#8217;s non-management directors with the interests of our stockholders, we have established a robust stock ownership policy for all non-management directors. Under the policy, each non-management director is expected to hold common stock and/or DSUs while serving as a director of Genworth having a value equal to five times the value of the cash portion of the annual retainer payable to non-management directors, which is currently $120,000. Therefore, the ownership guideline is $600,000. Non-management directors are expected to satisfy this ownership guideline over time after their initial appointment to the Board, and are not permitted to sell any shares of Genworth common stock received from us until the ownership guideline has been met. The DSUs held by the non-management directors settle in shares of common stock beginning one year after the director leaves the Board in a single payment or in payments over 10 years, at the election of the director, or earlier upon the death of the director.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The following table shows the stock ownership as of March 1, 2023, of our current non-management directors, the percentage of the ownership guideline that they have reached, and the number of years that have elapsed since the director was initially made subject to the policy. 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In fulfilling its oversight responsibilities, the committee reviewed and discussed with management the Compensation Discussion and Analysis included in this document.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In reliance on the review and discussion referred to above, the Management Development and Compensation Committee recommended to the Board of Directors that the Compensation Discussion and Analysis be included in Genworth&#8217;s Annual Proxy Statement on Schedule 14A to be filed in connection with Genworth&#8217;s 2023 Annual Meeting of Stockholders, which will be filed with the U.S. Securities and Exchange Commission.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">This report shall not be deemed to be incorporated by reference by any general statement incorporating by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, and shall not otherwise be deemed filed under such acts. This report is provided by the following independent directors, who constitute the committee:</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Karen E. Dyson, Chair<br/> Jill R. Goodman<br/> Melina E. Higgins<br/> Robert P. Restrepo Jr.</b></span></p> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>44</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; text-align: right; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <a id="gnw4128241a020"></a><table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="padding: 10pt; width: 100%; background-color: rgb(213,222,229)"><p style="margin-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Proposal 2</b></span></p> <p><span style="font: 14pt Times New Roman, Times, Serif; color: rgb(50,101,126)"><b>Advisory Vote to Approve Named Executive Officer Compensation</b></span></p> </td></tr> </table> <p style="margin-top: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Pursuant to Section 14A of the Exchange Act (which was added by the Dodd-Frank Wall Street Reform and Consumer Protection Act), we are required to provide our stockholders with the opportunity to vote to approve, on an advisory, non-binding basis, the compensation of our named executive officers as disclosed in this Proxy Statement in accordance with the SEC&#8217;s rules.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">As described in detail in the <i>Compensation Discussion and Analysis </i>section below, our executive compensation programs are designed to attract, retain and motivate employees of superior ability who are dedicated to the long-term interests of our stockholders. Under these programs, our named executive officers are rewarded for the achievement of specific annual financial and strategic goals, long-term corporate goals and the realization of increased stockholder value. Highlights of our executive compensation program, as described in the <i>Compensation Discussion and Analysis </i>section, include:</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 1%; padding-right: 8pt; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td style="width: 99%; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">compensation programs that are performance-based and align executive officer incentives with stockholder interests over multiple timeframes;</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td style="padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">annual incentives that are earned based on performance measured against specific financial and non-financial objectives for an executive&#8217;s area of responsibility, together with a qualitative assessment of performance;</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td style="padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">at-risk pay and compensation design that reflect an executive officer&#8217;s impact on company performance over time; and</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">appropriate risk management practices, including a clawback policy, anti-hedging policy, anti-pledging policy, stock ownership requirements, and a net share retention ratio with respect to equity grants.</span></td></tr> </table> <p style="margin-top: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">We are asking our stockholders to indicate their support for our named executive officer compensation as described in this Proxy Statement. This proposal, commonly known as a &#8220;say-on-pay&#8221; proposal, gives our stockholders the opportunity to express their views on our named executive officers&#8217; compensation. This vote is not intended to address any specific item of compensation, but rather the overall compensation of our named executive officers and the philosophy, policies and practices described in this Proxy Statement. Accordingly, we will ask our stockholders to vote FOR the approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in this Proxy Statement for the 2023 Annual Meeting pursuant to the compensation disclosure rules of the SEC, including the <i>Compensation Discussion and Analysis </i>section, the 2022 Summary Compensation Table and the other related tables and narrative discussion.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The say-on-pay vote is advisory, and therefore not binding on Genworth, the Compensation Committee or our Board of Directors. However, our Board of Directors and the Compensation Committee value the opinions of our stockholders, and the Compensation Committee will review the voting results and take them into consideration when making future decisions regarding executive compensation as it deems appropriate.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="background-color: rgb(50,101,126)"> <td style="padding: 5pt 8pt 5pt 5pt; width: 1%; text-align: left; vertical-align: top"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: White"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14atick.jpg"/></span></td> <td style="padding: 5pt; width: 99%; text-align: left; vertical-align: top"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: White">The Board of Directors recommends that Stockholders vote <b>FOR </b>the approval of the compensation of our named executive officers, as disclosed in this proxy statement pursuant to the compensation disclosure rules of the SEC.</span></td></tr> </table> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>45</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <a id="gnw4128241a021"></a><p><span style="font: 20pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Compensation Discussion and Analysis</b></span></p> <a id="gnw4128241a022"></a><p><span style="font: 16pt Times New Roman, Times, Serif; color: rgb(50,101,126)"><b>Named Executive Officers</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">This section provides an overview and analysis of our compensation programs and policies, including the material compensation decisions made under the programs with respect to the following executive officers, whom we refer to as our &#8220;named executive officers&#8221; or &#8220;NEOs:&#8221;</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 33%; padding-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax48x1.jpg"/></span></td> <td style="border-left: rgb(50,101,126) 2px dotted; width: 34%; padding-left: 10pt; padding-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax48x2.jpg"/></span></td> <td style="border-left: rgb(50,101,126) 2px dotted; width: 33%; padding-left: 10pt; padding-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax48x3.jpg"/></span></td></tr> <tr style="vertical-align: top"> <td><p style="margin-bottom: 0; margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Thomas J. McInerney</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">President and<br/> Chief Executive Officer (&#8220;CEO&#8221;)</span></p> </td> <td style="border-left: rgb(50,101,126) 2px dotted; padding-left: 10pt"><p style="margin-bottom: 0; margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Daniel J. Sheehan IV</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Former Executive Vice<br/> President, Chief Financial<br/> Officer (&#8220;CFO&#8221;)&#160;&amp;&#160;Chief<br/> Investment Officer (&#8220;CIO&#8221;) <sup>(1)</sup></span></p> </td> <td style="border-left: rgb(50,101,126) 2px dotted; padding-left: 10pt"><p style="margin-bottom: 0; margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Brian Haendiges</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Executive Vice President&#8212;<br/> U.S. Life Insurance</span></p> </td></tr> <tr style="vertical-align: top"> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="padding-left: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="padding-left: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> <tr style="vertical-align: top"> <td style="padding-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax48x4.jpg"/></span></td> <td style="border-left: rgb(50,101,126) 2px dotted; padding-left: 10pt; padding-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax48x5.jpg"/></span></td> <td style="padding-left: 10pt; padding-bottom: 5pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> <tr style="vertical-align: top"> <td><p style="margin-bottom: 0; margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Gregory Karawan</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Executive Vice President and<br/> General Counsel<sup>(2)</sup></span></p> </td> <td style="border-left: rgb(50,101,126) 2px dotted; padding-left: 10pt"><p style="margin-bottom: 0; margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Melissa Hagerman</b></span></p> <p style="margin-top: 0; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Executive Vice President and<br/> Chief Human Resources<br/> Officer<sup>(3)</sup></span></p> </td> <td style="padding-left: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> </table> <br/> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 1%; padding-top: 4pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(1)</sup></span></td> <td style="width: 99%; padding-top: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Mr. Sheehan transitioned from the combined role of Chief Financial Officer and Chief Investment Officer effective March 1, 2023, and remained with the company in an advisory role until March 31, 2023.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-top: 4pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(2)</sup></span></td> <td style="padding-top: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Mr. Karawan was appointed Executive Vice President, General Counsel effective January 1, 2022.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-top: 4pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(3)</sup></span></td> <td style="padding-top: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Ms. Hagerman was appointed Executive Vice President, Chief Human Resources Officer effective January 1, 2022.</span></td></tr> </table> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>46</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; text-align: right; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <a id="gnw4128241a023"></a><p><span style="font: 16pt Times New Roman, Times, Serif; color: rgb(50,101,126)"><b>2022 Company Performance</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In 2022, Genworth met or exceeded key financial, non-financial, and operational objectives across its business portfolio due to strong execution and performance in Enact as well as solid progress in our U.S. Life Insurance business. These results were achieved amidst an often uncertain and dynamic macro-economic environment.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="padding: 10pt; width: 100%; background-color: rgb(213,222,229)"><p><span style="font: 11pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Delivering Strong Financial Performance</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Full-year 2022 adjusted operating income of $633 million was well above market expectations and achieved despite a volatile macroeconomic backdrop. Enact delivered strong operating performance and record insurance in force along with prudent capital management and successful loss mitigation practices. These successes enabled Enact to exceed both financial and non-financial targets in 2022. U.S. Life insurance continued to make progress in executing its multi-year LTC in-force rate action plan and stabilizing the LTC block. In addition, the Investments portfolio remained strong, exceeding internal goals for net investment income, purchase yield, and impairments.</span></p> </td></tr> <tr style="vertical-align: top"> <td><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> <tr style="vertical-align: top"> <td style="padding: 10pt; background-color: rgb(213,222,229)"><p><span style="font: 11pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Working to Achieve Economic Breakeven / Stabilize Legacy LTC Block</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In 2022, Genworth exceeded its internal targets for in-force LTC rate action approvals and premium rate actions filed on legacy blocks of LTC in execution of its multi-year rate action plan. During the full year of 2022, the company received LTC in-force rate action approvals impacting $1.1 billion of annualized in-force premiums, with a weighted average increase of 48%, getting Genworth to approximately $549 million in annual premium rate increase approvals in 2022. Of that aggregate amount, Genworth is awaiting the final disposition of a small number of the approvals as it works through implementation mechanics.</span></p> </td></tr> <tr style="vertical-align: top"> <td><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> <tr style="vertical-align: top"> <td style="padding: 10pt; background-color: rgb(213,222,229)"><p><span style="font: 11pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Return of Capital, Debt Reduction, Financial Strength and Flexibility</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In May, the Genworth Board of Directors authorized a new share repurchase program of up to $350 million. This important milestone marked the first time Genworth returned capital to stockholders in over 14 years. As of December 31, 2022, the company had repurchased $64 million worth of outstanding shares at a price less than $4 per share. The company intentionally contained the level of purchases in 2022 until its holding company debt target of $1 billion or less was achieved and conditions to remove the GSE capital restrictions on our Enact subsidiary were satisfied.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In September, the company paid off the remaining senior notes due in 2024 thus achieving the long-term holding company debt target of $1 billion or less. Holding company debt at the end of 2022 was under $900 million, reflecting over $3 billion of debt retired since 2013. By reaching its debt target, Genworth was well positioned from a capital perspective to meet the financial conditions necessary as of the fourth quarter of 2022 to remove GSE capital restrictions on Enact. This important milestone benefits Enact as it is no longer subject to more stringent requirements relative to its peers and, in turn, levels the playing field with competitors. Genworth, as the parent, also benefits from the lifting of GSE restrictions with greater financial flexibility that can be used for potential investments in growth and to continue returning capital to stockholders. Additional indicators of financial strength and financial flexibility are demonstrated by an additional $13 million of holding company debt opportunistically purchased in the fourth quarter of 2022.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The combined efforts in the areas of debt reduction, achieving GSE requirements, and returning capital to stockholders along with continued progress in the U.S. Life Insurance businesses has enabled the company to receive multiple rating agency upgrades during 2022. These upgrades confirm the progress that Genworth has made in 2022 and how the company is well positioned to continue that progress into the future with additional financial strength and flexibility.</span></p> </td></tr> </table> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>47</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Genworth met or exceeded key financial and non-financial objectives for 2022 across its business portfolio. 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color: rgb(50,101,126)"><b>&#160;</b></span></td> <td style="border-top: rgb(168,169,172) 1px solid; vertical-align: bottom; border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Results Summary</b></span></td></tr> <tr> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 20%; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Key Annual<br/> Incentive Financial<br/> Objectives</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: middle; text-align: right; width: 6%; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax51x1.jpg"/></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; width: 8%; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Above<br/> Target</b></span> </td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; width: 2%; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 64%; padding-top: 2pt; padding-bottom: 2pt"><p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Enact mortgage insurance business exceeded goals for adjusted operating income and adjusted return on equity</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The U.S. Life Insurance business surpassed its 2022 multi-year LTC premium rate action plans</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Investments income, purchase yields, and impairments performance all exceeded targets</span></p> </td></tr> <tr> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Key Annual Incentive<br/> Non-Financial<br/> Objectives</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: middle; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax51x1.jpg"/></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)"><b>Above<br/> Target</b></span> </td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The U.S. Life Insurance Businesses exceeded targets for successful management of LTC in-force non-financial priorities</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Capital Management Program results exceeded targets due to strong holding company debt reduction and the initiation of a stock repurchase program</span></p> </td></tr> <tr> <td style="border-bottom: rgb(168,169,172) 1px solid; 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text-indent: -12pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;&#160;&#160;50% retention ratio for net after-tax shares received from the vesting or exercise of all equity incentive awards until executive officers&#8217; stock ownership guidelines are met, ensuring significant personal assets are aligned with long-term stockholder interests.</span></p> <p style="margin-left: 12pt; text-indent: -12pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;&#160;&#160;Exercises of previously awarded stock options and stock appreciation rights (&#8220;SARs&#8221;) are settled in stock and are subject to a nine-month net hold requirement.</span></p> <p style="margin-left: 12pt; text-indent: -12pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;&#160;&#160;Clawback, anti-hedging and anti-pledging policies.</span></p> </td></tr> </table> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>49</b></span></p> <hr style="border: gray 1px solid; 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margin-left: 17pt; text-indent: -17pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax53x1.jpg"/>&#160;&#160;&#160;Ongoing Outreach to Understand Our Stockholders&#8217; Views</span></p></td></tr> </table> <a id="gnw4128241a026"></a><p style="margin-top: 12pt"><span style="font: 16pt Times New Roman, Times, Serif; color: rgb(50,101,126)"><b>Compensation Decision-Making Process</b></span></p> <p><span style="font: 14pt Arial, Helvetica, Sans-Serif"><b>How We Determine Program Design</b></span></p> <p style="margin-bottom: 0pt"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Role of the Compensation Committee</b></span></p> <p style="margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Compensation Committee seeks a collaborative relationship with management when determining executive compensation programs and performance. The Compensation Committee uses an independent third-party compensation consultant to provide for a more informed decision-making process and objective perspective in this important governance matter. The Compensation Committee performs the annual review process of CEO performance and compensation decisions, with input from the Board and support of its independent compensation consultant. The Compensation Committee regularly meets in executive session without management present and retains the final authority to approve all compensation policies, programs and amounts paid to our named executive officers.</span></p> <p style="margin-bottom: 0pt"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Role of Management</b></span></p> <p style="margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our CEO and Executive Vice President&#8212;Chief Human Resources Officer regularly attend meetings of the Compensation Committee to provide analysis, details and recommendations regarding the company&#8217;s executive compensation programs and plan design. During full Board meetings, members of the Compensation Committee also receive business performance and strategy updates from other members of senior management that align with compensation incentive goals. Our CEO provides the Compensation Committee with performance assessments and compensation recommendations in his role as a manager for individual named executive officers (other than himself). The Compensation Committee, typically in the first quarter of each year, then determines and approves annual incentive award payouts for the prior year, any adjustments to base salary, target annual incentives for the upcoming year, and awards of long-term incentives to executive officers. For more information on the compensation decisions made in 2022, see the <i>Key Compensation Program Elements</i> section below.</span></p> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>50</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; text-align: right; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p style="margin-bottom: 0pt"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Role of Compensation Consultants</b></span></p> <p style="margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Following changes to the membership of the Compensation Committee, the Compensation Committee felt it was an appropriate time to review the role of the independent compensation consultant. In the fall of 2021, the Compensation Committee undertook an extensive search process and interviewed a number of leading compensation consultants. In May 2022, the Compensation Committee members retained Meridian Compensation Partners as its independent compensation consultant moving forward. Prior to retaining Meridian Compensation Partners, the Compensation Committee previously retained Steven Hall &amp; Partners, LLC, an independent compensation consultant, to assist in reviewing and analyzing compensation data for our CEO and other NEOs.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The independent compensation consultant regularly attends Compensation Committee meetings and meets with the Compensation Committee in executive session without management present. The Compensation Committee occasionally requests special studies, assessments of market trends and education regarding changing laws and regulations from the compensation consultant to assist the Compensation Committee in its decision-making processes for the CEO and other executive officers. The compensation consultant provides the Compensation Committee with advice, but does not determine the amount or form of compensation for our named executive officers. In 2022, the Compensation Committee assessed the independence of the compensation consultant and other advisors pursuant to SEC rules and concluded that no conflict of interest exists that would prevent the compensation consultant or other advisors from independently advising the Compensation Committee.</span></p> <p style="margin-bottom: 0pt"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Benchmarking</b></span></p> <p style="margin-top: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">We generally evaluate market competitiveness of our programs as an input into the process of designing plans and setting target compensation levels for named executive officers. We review each component of compensation for our named executive officers separately and in the aggregate, and also consider the internal responsibilities among the named executive officers to help determine appropriate pay levels. With respect to individual named executive officers, we compare the total target compensation opportunities for our named executive officers to target opportunities for similar positions at comparable companies. These benchmarks are a gauge for evaluating market competitiveness, but are not given greater weight than other key factors when making compensation decisions. For example, individual named executive officers may have higher or lower target compensation levels compared to market medians based on level of responsibility, individual experience and skills, performance trends, competitive dynamics, retention needs and internal equity considerations.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Compensation Committee typically utilizes a combination of publicly available information related to a specific list of peer companies (the &#8220;Peer Group&#8221;), as well as information available through market compensation surveys to provide a broad perspective of market practice. While no individual company matches our lines of business precisely, the Peer Group is intended to represent, in the aggregate, companies with revenue sources and talent demands similar to the company. With respect to size, we generally look at revenue or total assets as indicators of comparability, rather than market capitalization, due to our legacy LTC business and the potential for volatility year over year as stock prices change. The companies included in market surveys used by the company are not individually identifiable for a particular executive position (and therefore we are not benchmarking against any particular company within the survey), and also may change from year-to-year based on voluntary participation in the market surveys we use, mergers and divestitures, or changes in corporate structure.</span></p> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>51</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">To the extent we make changes to our business portfolio, or as peer companies adjust their own business lines or distribution channels, we will consider adding peers, or removing peers which no longer have revenue sources and talent demands similar to ours. The Compensation Committee will consider advice and recommendations developed by its compensation consultant to support our benchmarking principles.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">As in prior years, the compensation consultant supported the Compensation Committee&#8217;s evaluation of the peer group to be used for benchmarking purposes by providing analysis of the Peer Group. Following its annual review of our Peer Group with the compensation consultant in 2021, Steven Hall &amp; Partners, LLC, the Compensation Committee added Brighthouse Financial, Inc. The Peer Group listed below was used when considering 2022 target compensation levels:</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="background-color: rgb(213,222,229)"> <td style="padding: 5pt; width: 33%"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Aflac, Inc.</span></td> <td style="padding: 5pt; width: 34%"><span style="font: 9pt Arial, Helvetica, Sans-Serif">CNO Financial Group, Inc</span></td> <td style="padding: 5pt; width: 33%"><span style="font: 9pt Arial, Helvetica, Sans-Serif">MGIC Investment Corporation</span></td></tr> <tr style="background-color: rgb(213,222,229)"> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">American Financial Group, Inc.</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Fidelity National Financial</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Principal Financial Group, Inc.</span></td></tr> <tr style="background-color: rgb(213,222,229)"> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Assurant, Inc.</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">First American Financial Corporation</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Radian Group</span></td></tr> <tr style="background-color: rgb(213,222,229)"> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Brighthouse Financial, Inc.</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Hanover Insurance Group</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Reinsurance Group of America, Inc.</span></td></tr> <tr style="background-color: rgb(213,222,229)"> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">CNA Financial Corporation</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Lincoln National Corporation</span></td> <td style="padding: 5pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">Unum Group</span></td></tr> </table> <p style="margin-top: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Compensation Committee, with advice from its independent compensation consultant, Meridian Compensation Partners, continues to evaluate and assess its Peer Group on an annual basis.</span></p> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>52</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; text-align: right; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <a id="gnw4128241a027"></a><p><span style="font: 16pt Times New Roman, Times, Serif; color: rgb(50,101,126)"><b>Consideration of Last Year&#8217;s Advisory Stockholder Vote on Executive Compensation and Stockholder Engagement</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Annual advisory votes to approve named executive officer compensation serve as a tool to help the Compensation Committee evaluate the alignment of our executive compensation programs with the interests of the company and our stockholders. At the 2022 Annual Meeting, 83% of the shares voted were cast in favor of the compensation paid to the named executive officers in 2021.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">While the vote was in favor of our compensation programs, we continue to take steps to regularly, and proactively, engage with our stockholders throughout the year and solicit their views on our program. For example, during the fall of 2022, our annual outreach to stockholders accounted for approximately 50% of total shares outstanding. The feedback pertaining to our executive compensation programs from our stockholders throughout 2021 and 2022 was shared with the Compensation Committee, as well as the full Board, and informed the Compensation Committee&#8217;s decisions with respect to certain elements of our 2022 compensation program, as well as our 2023 compensation program. Upon considering the results of the 2022 advisory votes and our recent history of advisory votes to approve named executive officer compensation, the Compensation Committee concluded that stockholders viewed our current program design favorably, but the committee did receive feedback and will continue to review and consider as the program continues to evolve over time. See below for the changes resulting from these conversations.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 25%; padding-top: 2pt; padding-bottom: 2pt; padding-left: 3pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif; color: rgb(88,88,90)"><b>What We Heard</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 2%; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif; color: rgb(88,88,90)"><b>&#160;</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 73%; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif; color: rgb(88,88,90)"><b>What We Are Doing</b></span></td></tr> <tr style="vertical-align: top"> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt; padding-left: 3pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>Our Annual Incentive scorecard included a large number of metrics</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; 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background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; padding-bottom: 10pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <a id="gnw4128241a028"></a><p><span style="font: 16pt Times New Roman, Times, Serif; color: rgb(50,101,126)"><b>Key Compensation Program Elements</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our 2022 annual compensation program for named executive officers consists of the following key elements: base salary, annual incentive, and annual long-term incentive grants (which includes PSUs for the CEO, and PSUs and RSUs for all other NEOs). A significant portion of annual compensation of our NEOs is completely at risk.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The below charts reflect the average target compensation mix for the NEOs. Additional details on their compensation elements are described on the following pages.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 50%; text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(88,88,90)"><b>2022 CEO Target Compensation</b></span></td> <td style="width: 50%; text-align: center"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(88,88,90)"><b>2022 Other NEO Target Compensation</b></span></td></tr> <tr style="vertical-align: top"> <td style="text-align: center">&#160;</td> <td style="text-align: center">&#160;</td></tr> <tr style="vertical-align: top"> <td style="text-align: center"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax56x1.jpg"/></span></td> <td style="text-align: center"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax56x2.jpg"/></span></td></tr> </table> <p style="margin-top: 12pt"><span style="font: 14pt Arial, Helvetica, Sans-Serif"><b>Base Salary</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Base salaries are generally intended to reflect the scope of an executive officer&#8217;s responsibilities and level of experience, reward sustained performance over time and be market competitive. In February 2022, the Compensation Committee undertook its annual review of executive officer base salaries, in conjunction with benchmarking data and advice provided by its compensation consultant. Mr. Haendiges, Mr. Karawan and Ms. Hagerman received a base salary increase as described below. The other named executive officers did not receive any adjustments to their base salaries in 2022. 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width: 9%; text-align: right; padding-top: 2pt; padding-bottom: 2pt">1,000,000</td><td style="border-bottom: rgb(168,169,172) 1px solid; width: 2%; padding-bottom: 2pt; text-align: left; padding-top: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 1%; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; width: 10%; text-align: right; padding-top: 2pt; padding-bottom: 2pt">0%</td><td style="border-bottom: rgb(168,169,172) 1px solid; width: 1%; padding-bottom: 2pt; padding-top: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; width: 25%; text-align: left; padding-bottom: 2pt; padding-right: 3pt; padding-top: 2pt">No Change</td></tr> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-bottom: 2pt; padding-left: 3pt; padding-top: 2pt"><b>Mr. Sheehan</b></td><td style="border-bottom: rgb(168,169,172) 1px solid; 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margin-left: 0; text-align: right"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid"></p> <p style="margin-right: 0; margin-left: 0"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 14pt"><b>Annual Incentive</b></span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">In our annual incentive program, we review performance against financial objectives, together with a qualitative assessment of operational objectives and other accomplishments toward non-financial priorities that are not necessarily reflected in annual financial results. We place a heavier weighting on the financial objectives, and the specific weightings for the financial and non-financial objectives are included in the individual scorecards for each named executive officer below.</span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Each named executive officer has an annual incentive target, expressed as a percentage of base salary. The 2022 target annual incentive opportunities for our named executive officers ranged from 100% to 200% of base salary, and payout opportunities for 2022 ranged from zero to 200% of their individual target amount. Individual annual incentive targets are reported in the 2022 Grants of Plan-Based Awards Table. 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When setting the annual business operating plan, many factors and assumptions are considered, such as the competitive landscape, the global economic environment, market trends, interest rates, and regulatory considerations. 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We are still awaiting the final disposition of a small number of the approvals as we work through implementation mechanics.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(3)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">This metric measured the LTC in-force premiums rate action requests filed with the states in 2022.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(4)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">&#8220;U.S. Life Insurance Companies Statutory Income&#8221; is Net Income of Genworth Life Insurance Company (GLIC) and its consolidating life insurance subsidiaries that has been prepared on the basis of statutory accounting principles (SAP). 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margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">We believe that the largest component of our annual compensation opportunities for named executive officers should be in the form of longer-term incentives, including annual long-term equity grants.</span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our long-term incentive program is closely aligned with a multi-year business plan, which is reviewed by the Genworth Board of Directors. 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padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>&#160;</b></span></td><td style="border-bottom: #A8A9AC 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">2020</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">$</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">4,125,000</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#8212;</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">1,105,899</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> <tr style="vertical-align: bottom"> <td style="color: rgb(50,101,126); text-align: left; padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>Mr. Sheehan</b></span></td><td style="padding-top: 2pt; 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text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">$</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">2,000,000</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">268,097</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; 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text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> <tr style="vertical-align: bottom"> <td style="border-bottom: #A8A9AC 1px solid; padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>&#160;</b></span></td><td style="border-bottom: #A8A9AC 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">2021</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">$</span></td><td style="border-bottom: #A8A9AC 1px solid; 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color: rgb(50,101,126); text-align: left; padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif"><b>Mr. Karawan</b></span></td><td style="border-bottom: #A8A9AC 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">2022</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">$</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">750,000</span></td><td style="border-bottom: #A8A9AC 1px solid; 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text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">92,593</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td> <td style="border-bottom: #A8A9AC 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">88,225</span></td><td style="border-bottom: #A8A9AC 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt"><span style="font: 9pt Arial, Helvetica, Sans-Serif">&#160;</span></td></tr> </table> <br/> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 1%; padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(1)</sup></span></td> <td style="width: 99%; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Due to differences in how the grant-date fair value of awards is determined for accounting purposes, these amounts will differ from the amounts reflected as the grant date fair value of the awards for 2020, 2021 and 2022 in the 2022 Summary Compensation Table.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(2)</sup></span></td> <td><span style="font: 8pt Arial, Helvetica, Sans-Serif">Regarding the 2022 awards, although the NEOs other than the CEO received their intended value split evenly between RSUs and PSUs, their awarded number of PSUs were lower than the awarded number of RSUs because the PSU valuation for 2022 contains an adjustment for stock price volatility based on TSR Monte Carlo valuation projections.</span></td></tr> </table> <p style="margin-right: 0; 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GLIC and its consolidating life insurance subsidiaries file financial statements with state insurance regulatory authorities and the National Association of Insurance Commissioners that are prepared using SAP, an accounting basis either prescribed or permitted by such authorities. Statutory Net Income is reflected in the &#8220;Summary of Operations&#8221; within the Statutory filings of Genworth&#8217;s U.S. Life Insurance Companies. The quarterly Statutory financial statements of GLIC and its consolidated life insurance subsidiaries can be found on <span>www.genworth.com</span>. Due to differences in methodology between SAP and U.S. GAAP, the values for assets, liabilities and equity reflected in financial statements prepared in accordance with U.S. GAAP are materially different from those reflected in financial statements prepared under SAP. U.S. Life Insurance Companies Statutory Net Income may be adjusted for purposes of management performance evaluation to exclude the impacts from in-force reserve changes from future period assumption changes (e.g. mortality, interest rate, expense, lapse, morbidity), methodology changes (e.g. changes that would arise from a system conversion), changes in foreign exchange rates, tax changes based on updated regulations, guidance, assessments, or refinements related to technical areas of the Tax Cuts and Jobs Act, legal fees and settlement costs related to merger&#160;&amp; acquisition litigation, any non-financial deal-related expenses (e.g. 3rd party legal, actuarial or reinsurance support for negotiating or implementing a transaction), changes to variable annuity VACARVM reserves related to changes in interest rates and equity markets and corresponding realized gains and losses on variable annuity hedges. 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shall mean U.S. GAAP income (loss) from continuing operations excluding the after-tax effects of income (loss) from continuing operations attributable to noncontrolling interests, net investment gains (losses), goodwill impairments, gains (losses) on the sale of businesses, gains (losses) on the early extinguishment of debt, gains (losses) on insurance block transactions, restructuring costs and other adjustments, net of taxes. Consolidated Genworth Adjusted Operating Income (Loss) may be adjusted for purposes of management performance evaluation to exclude the impacts from in-force reserve changes from future period assumption changes (e.g. mortality, interest rate, expense, lapse, morbidity), methodology changes (e.g. changes that would arise from a system conversion), changes in foreign exchange rates, tax changes based on updated regulations, guidance, assessments, or refinements related to technical areas of the Tax Cuts and Jobs Act, legal fees and settlement costs related to merger&#160;&amp; acquisition litigation, any non-financial deal-related expenses (e.g. 3rd party legal, actuarial or reinsurance support for negotiating or implementing a transaction), and professional fees related to the implementation of the Long Duration Targeted Improvements (&#8220;LDTI&#8221;) accounting standard. Adjustment to the 3-year cumulative measurement will be applied based on non-financial transactions in 2021, 2022 or 2023 that are not included in forecast assumptions</span></td></tr> </table> <p style="margin-right: 0pt; margin-left: 0pt; margin-top: 10pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>66</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-right: 0; margin-left: 0; text-align: right; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; margin-top: 0pt"><span style="font: 12pt Arial, Helvetica, Sans-Serif">&#160;</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 1%; padding-bottom: 4pt; padding-right: 8pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(2)</sup></span></td> <td style="width: 99%; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Consolidated Genworth Adjusted Operating Income (Loss) will be measured as follows: for Enact and corporate and other activities, January 1, 2021 through December 31, 2023; for the U.S. Life and runoff segments, January 1, 2021 through December 31, 2022. New accounting guidance related to LDTI is effective for us on January 1, 2023 (with transition adjustments as of January 1, 2021), and this guidance is expected to have extensive changes primarily impacting our U.S. Life Insurance Companies. 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Enact and Genworth Mortgage Insurance Australia Adjusted Operating Income may be adjusted for purposes of management performance evaluation to exclude the impacts from in-force reserve changes from future period assumption changes (e.g. mortality, interest rate, expense, lapse, morbidity), methodology changes (e.g. changes that would arise from a system conversion), changes in foreign exchange rates, tax changes based on updated regulations, guidance, assessments, or refinements related to technical areas of the Tax Cuts and Jobs Act, legal fees and settlement costs related to merger&#160;&amp; acquisition litigation, and any non-financial deal-related expenses (e.g. 3rd party legal, actuarial or reinsurance support for negotiating or implementing a transaction). Adjustment to the 3-year cumulative measurement will be applied based on non-financial transactions in 2020, 2021 or 2022 that are not included in forecast assumptions.</span></td></tr> <tr style="vertical-align: top"> <td><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(2)</sup></span></td> <td><span style="font: 8pt Arial, Helvetica, Sans-Serif">Defined as the net present value of future expected premium increases and benefit reductions as a result of rate increases approved on individual and group long-term care policies during the calendar years of 2020 through 2022, net of reinsurance.</span></td></tr> </table> <p style="margin-right: 0; margin-left: 0; margin-top: 12pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 14pt"><b>Other Benefit Programs</b></span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Severance Benefits&#8212;Involuntary Termination without a Change of Control</b></span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">In 2015, the Compensation Committee adopted the 2015 Key Employee Severance Plan. The Compensation Committee annually reviews its provisions and participants of executive-level severance benefits in order to monitor competitiveness and appropriate levels of benefits to meet the plan objectives. After such a review, we adopted the Amended and Restated Senior Executive Severance Plan (the &#8220;Senior Executive Severance Plan&#8221;), effective as of October 18, 2022, which amendment excludes employees of Enact, and any of its subsidiaries, from being eligible to participate under the plan. The Senior Executive Severance Plan is designed to offer competitive termination benefits, promote retention of a selected group of key employees, including our named executive officers, and to provide key protections to the company in the form of restrictive covenants. The specific terms of the Senior Executive Severance Plan, and the potential payments and benefits upon a termination of employment without &#8220;cause&#8221; or by the executive for &#8220;good reason&#8221; for each of our named executive officers are described more fully in the <i>Executive Compensation&#8212;Potential Payments upon Termination or Change of Control </i>section below.</span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Severance Benefits&#8212;Involuntary Termination Following a Change of Control</b></span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">In 2014, the Compensation Committee adopted the 2014 Change of Control Plan (the &#8220;2014 Change of Control Plan&#8221;). The Compensation Committee annually reviews its provisions and participants to monitor competitiveness and appropriate levels of benefits to meet plan objectives. The 2014 Change of Control Plan is designed to provide change of control severance benefits for a select group of key executives, including most of our named executive officers, in the event that the executive&#8217;s employment is terminated without &#8220;cause&#8221; or by the executive for &#8220;good reason&#8221; within two years following a change of control of the company (each a &#8220;Qualified Termination&#8221;).</span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The change of control severance benefits are intended to keep participating key leaders &#8220;neutral&#8221; to the possibility of corporate transactions in the best interests of stockholders by removing the fear of job loss and other distractions that may result from potential, rumored or actual changes of control of the company. All benefits under the 2014 Change of Control Plan are &#8220;double-trigger&#8221; benefits, meaning that no compensation will be paid to participants solely upon the occurrence of a change of control so as to not create an unintended incentive. We believe that this structure is appropriate for employees whose jobs are in fact terminated in such a transaction, without providing a windfall to those who continue employment following the transaction.</span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The specific terms of the 2014 Change of Control Plan, and the potential payments and benefits upon a Qualified Termination for each of our named executive officers are described more fully in the <i>Executive Compensation&#8212;Potential Payments upon Termination or Change of Control </i>section below.</span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Retirement Benefits</b></span></p> <p style="margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Retirement benefits also fulfill an important role within our overall executive compensation program because they provide a competitive financial security component that supports attraction and retention of talent. 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Retirement and Savings Restoration Plan (the &#8220;Restoration Plan&#8221;), which is a defined contribution plan.</span></td></tr> </table> <p style="margin-top: 12pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">We continually assess our benefit offerings and seek to align benefit offerings with competitive market levels. It is important to us to keep our benefit design and costs competitive with our peers so that we can continue to attract and retain talent while managing our expenses. 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background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; margin-top: 0; margin-bottom: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif">&#160;</span></p> <p style="margin-top: 12pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">The ownership multiple is used to calculate a target number of shares for each designated executive officer as of January 1 of each year (or, in the case of a newly-designated executive officer, as of the date such executive officer first becomes subject to the ownership guidelines). The target number of shares is individually determined by multiplying the executive officer&#8217;s then-current annual base salary by the applicable multiple and dividing the result by the average closing price of the company&#8217;s common stock during the 60 trading days immediately preceding the measurement date.</span></p> <p><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">Compliance with the stock ownership requirements is measured as of January 1 of each year. 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padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">3,000,000</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">435,413</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; padding-right: 3pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">8,499,379</span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; padding-left: 5pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2020</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,000,000</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">3,350,874</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; 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font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">466,714</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; 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font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2,462,907</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2,116,000</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">225,893</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; padding-right: 3pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">5,579,800</span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; 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font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,758,716</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; vertical-align: top; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; 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font-size: 8pt">Reflects the aggregate grant date fair value of RSUs and PSUs awarded during the period, determined in accordance with FASB ASC Topic 718. Grant date fair value for the RSUs is based on the grant date fair value of the underlying shares. Grant date fair value for the PSUs is based on the grant date fair value of the underlying shares at target performance and the probable outcome of performance-based conditions at the time of grant, excluding the effect of estimated forfeitures, together with a Monte Carlo valuation for the portion of the award tied to relative TSR performance. The 2022 value for each named executive officer includes the grant date fair value of PSUs granted, and for all except Mr. McInerney, also includes the grant date fair value of RSUs awarded. Assuming achievement of the PSU performance conditions at the highest level (rather than at target level), the aggregate grant date fair value of awards reflected in this column for 2022 would be higher by the following amounts: Mr. McInerney, $5,265,271; Mr. Sheehan, $1,316,316; Mr. Haendiges, $658,160; Mr. Karawan, $394,895; and Ms. Hagerman, $394,895.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 4pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(3)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">Reflects the value of cash incentives paid pursuant to our annual incentive program as described in the <i>Compensation Discussion and Analysis </i>section above.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 4pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(4)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">Reflects the annual change in actuarial present values of the eligible named executive officers&#8217; accumulated benefits under the SERP, which was a negative value for recipients in 2022. Negative changes in pension value were excluded from this column for the NEOs as follows: for Mr. Sheehan, $(1,645,766) and for Mr. Karawan, $(427,450). The SERP was closed to new participants effective January 1, 2010. A description of the SERP precedes the 2022 Pension Benefits Table below.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 4pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(5)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">See the 2022 All Other Compensation - Details table below.</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(6)</sup></span></td> <td><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">Mr. Sheehan transitioned from the combined role of Chief Financial Officer and Chief Investment Officer effective March 1, 2023, and remained with the company in an advisory role until March 31, 2023.</span></td></tr> </table> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>72</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-align: right; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Executive Compensation</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; margin-top: 0; margin-bottom: 0"><span style="font: 12pt Arial, Helvetica, Sans-Serif">&#160;</span></p> <p style="margin-left: 15pt; margin-top: 12pt; color: rgb(88,88,90)"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>2022 All Other Compensation&#8212;Details</b></span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse; text-align: right"> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-left: 3pt; width: 88%; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 7pt; color: rgb(88,88,90)"><b>Name</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; width: 1%; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 7pt"><b>&#160;&#160;&#160;&#160;&#160;</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; width: 1%; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 7pt; color: rgb(88,88,90)"><b>Company</b></span><b><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 7pt"><br/> <span style="color: rgb(88,88,90)">Contributions<br/> to the<br/> Retirement<br/> Plans<br/> ($)<sup>(a)</sup></span></span></b></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; width: 1%; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 7pt"><b>&#160;&#160;&#160;&#160;&#160;</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; 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font-size: 8pt">Reflects the aggregate grant date fair value of the award determined in accordance with FASB ASC Topic 718. 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font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; 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font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,176,334</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; 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padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">15.23</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2/20/2024</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; 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padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(7)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-right: 3pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">3,772,447</span></td></tr> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-left: 3pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>&#160;</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">275,000</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">7.99</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2/20/2025</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">308,642</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(3)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,632,716</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">294,083</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(8)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-right: 3pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,555,699</span></td></tr> <tr style="vertical-align: bottom"> <td style="padding-top: 2pt; padding-left: 3pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt; color: rgb(50,101,126)"><b>Mr.&#160;Haendiges</b></span></td> <td style="padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">124,008</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(2)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">656,002</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">356,564</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(7)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-right: 3pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,886,224</span></td></tr> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-left: 3pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>&#160;</b></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">154,321</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(3)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">816,358</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">147,042</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(8)</sup></span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; 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padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">9.06</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2/15/2023</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">1,956</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><sup>(4)</sup>&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">10,347</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-right: 3pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td></tr> <tr style="vertical-align: bottom"> <td style="padding-top: 2pt; padding-left: 3pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>&#160;</b></span></td> <td style="padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">20,000</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#8212;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">&#160;</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; text-align: right; padding-bottom: 2pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">15.23</span></td> <td style="border-bottom: rgb(168,169,172) 1px solid; 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The SERP was closed to new participants after December 31, 2009; therefore, neither Mr. McInerney in 2013, Mr. Haendiges in 2020, nor Ms. Hagerman in 2011, were eligible to participate in the SERP when they joined the company. The annual SERP benefit is a life annuity equal to a fixed percentage multiplied by the participant&#8217;s years of benefit service, and the participant&#8217;s average annual compensation (based on the highest consecutive 36-month period within the last 120-month period prior to separation from service) with the result not to exceed 40% of the participant&#8217;s average annual compensation. Benefit service is defined as service since the plan&#8217;s inception date (September 27, 2005) or date of SERP participation, whichever is later. The SERP benefit is then reduced by the value of the participant&#8217;s account balance under the Retirement Account Feature of our Retirement and Savings Plan as converted to an equivalent annual annuity. 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For 2022, we provided a credit into the Restoration 401(k) Savings Feature equal to 5% of the participant&#8217;s eligible pay (base salary and annual cash incentive paid) in excess of the annual compensation limit. 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The compensation and benefits described and quantified below are in addition to the compensation and benefits that would already be earned or vested upon such named executive officer&#8217;s termination, including accrued but unpaid salary, and payments and benefits accrued under our broad-based benefit programs, including any vested contributions we made under the 401(k) Savings and Retirement Account Features of our Retirement and Savings Plan.</span></p> <p><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt">As noted earlier, Mr. Sheehan&#8217;s combined role of Chief Financial Officer and Chief Investment Officer was eliminated effective March 1, 2023. Mr. Sheehan remained employed by the company in an advisory role through March 31, 2023. 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width: 1%; text-align: left; padding-top: 2pt; padding-bottom: 2pt">$</td><td style="border-bottom: rgb(168,169,172) 1px solid; width: 1%; text-align: right; padding-top: 2pt; padding-bottom: 2pt">1,091,121</td><td style="border-bottom: rgb(168,169,172) 1px solid; width: 1%; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-left: 3pt; padding-top: 2pt; padding-bottom: 2pt">PSU Vesting<sup>(2)</sup></td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">21,313,515</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; 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text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">5,685,627</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">1,516,766</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">1,516,766</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">971,790</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">971,790</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">155,570</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">155,570</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="border-bottom: rgb(168,169,172) 1px solid; 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text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top">2,015,000</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; padding-top: 2pt; padding-bottom: 2pt; text-align: left; vertical-align: top">&#160;</td> <td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top">660,000</td><td style="border-bottom: rgb(168,169,172) 1px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt; vertical-align: top">&#160;</td><td style="border-bottom: rgb(168,169,172) 1px solid; 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text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 2px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">1,724,138</td><td style="border-bottom: rgb(168,169,172) 2px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 2px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; text-align: right; padding-top: 2pt; padding-bottom: 2pt">&#8212;</td><td style="border-bottom: rgb(168,169,172) 2px solid; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; 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font-weight: bold; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; text-align: left; padding-top: 2pt; padding-bottom: 2pt">$</td><td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; text-align: right; padding-top: 2pt; padding-bottom: 2pt">7,373,264</td><td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; text-align: left; padding-top: 2pt; padding-bottom: 2pt">&#160;</td><td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; padding-top: 2pt; padding-bottom: 2pt">&#160;</td> <td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; text-align: left; padding-top: 2pt; padding-bottom: 2pt">$</td><td style="border-bottom: rgb(168,169,172) 2px solid; font-weight: bold; text-align: right; padding-top: 2pt; 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By voting on this proposal, stockholders may indicate whether they would prefer an advisory vote on named executive officer compensation every one, two, or three years, or they may abstain from such advisory vote.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Our Board of Directors has determined that an advisory vote on executive compensation that occurs every year is the most appropriate alternative for Genworth, and therefore our Board of Directors recommends that you vote for a one-year interval for the advisory vote on executive compensation.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In formulating its recommendation, our Board of Directors considered that an annual advisory vote on executive compensation will allow our stockholders to provide us with their direct input on our compensation philosophy, policies and practices as disclosed in the proxy statement every year. Additionally, an annual advisory vote on executive compensation is consistent with our policy of seeking input from, and engaging in discussions with, our stockholders on corporate governance matters and our executive compensation philosophy, policies and practices. We understand that our stockholders may have different views as to what is the best approach for Genworth, and we look forward to hearing from our stockholders on this proposal.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Please mark on the proxy card your preference as to the frequency of holding stockholder advisory votes on executive compensation, every year, every two years, or every three years, or you may abstain from voting on this proposal.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The option of one year, two years or three years that receives the highest number of votes cast by stockholders will be the frequency for the advisory vote on executive compensation that has been selected by stockholders. This vote is advisory and not binding on the Board of Directors or Genworth in any way. However, the Board of Directors will review the voting results and take them into consideration when making future decisions regarding the frequency of the advisory vote to approved named executive officer compensation as it deems appropriate.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="padding: 12pt 5pt 10pt 10pt; width: 10pt; text-align: right; vertical-align: top; background-color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax93x1.jpg"/></span></td> <td style="padding: 10pt 10pt 10pt 0; background-color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: White">The Board of Directors recommends that stockholders vote for the option of 1 YEAR as the frequency with which stockholder are provided an advisory vote on named executive officer compensation, as disclosed pursuant to the compensation disclosures rules of the SEC.</span></td></tr> </table> <p style="margin-top: 12pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>90</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin-right: 0; margin-left: 0"><b>&#160;</b></p> <a id="gnw4128241a041"></a><p style="color: rgb(50,101,126)"><span style="font: 28pt Times New Roman, Times, Serif"><b>Audit Matters</b></span></p> <a id="gnw4128241a042"></a><table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="padding: 15pt; width: 100%; background-color: rgb(213,222,229)"><p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Proposal 4</b></span></p> <p style="color: rgb(50,101,126); margin-top: 0"><span style="font: 14pt Times New Roman, Times, Serif"><b>Ratification of the Selection of KPMG LLP as the Independent Registered Public Accounting Firm for 2023</b></span></p> </td></tr> </table> <p style="margin-top: 12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Audit Committee is directly responsible for the appointment, compensation, retention and oversight of the independent registered public accounting firm retained to audit our consolidated financial statements and to attest to the effectiveness of our internal control over financial reporting. The Audit Committee has selected KPMG LLP (&#8220;KPMG&#8221;) as our independent registered public accounting firm for 2023. KPMG has served continuously as our independent auditor in connection with and since our initial public offering in 2004. KPMG is a registered public accounting firm with the Public Company Accounting Oversight Board (&#8220;PCAOB&#8221;), as required by the Sarbanes-Oxley Act of 2002 and the rules of the PCAOB.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Audit Committee recognizes the importance of maintaining the independence of the company&#8217;s independent auditor, both in fact and appearance. In order to ensure continuing auditor independence, the Audit Committee periodically considers whether there should be a rotation of the independent auditor. In addition, the Audit Committee has adopted restrictions on our hiring of a KPMG partner, director, manager, staff, advising member of the department of professional practice, reviewing actuary, reviewing tax professional and any other persons having responsibility for providing audit assurance on any aspect of their certification of the company&#8217;s financial statements. The PCAOB and Audit Committee also require the lead KPMG partner assigned to our audit to be rotated at least every five years. The Audit Committee and its chair are directly involved in the selection of the new lead partner.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Each year, the Audit Committee evaluates the qualifications, performance and independence of the company&#8217;s independent auditor and determines whether to re-engage the current independent auditor for the following year. 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Even if the selection is ratified, the Audit Committee in its discretion may select a different registered public accounting firm at any time during the year if it determines that such a change would be in the best interests of the company and our stockholders.</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="padding: 12pt 5pt 10pt 10pt; width: 10pt; text-align: right; vertical-align: top; background-color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax93x1.jpg"/></span></td> <td style="padding: 10pt 10pt 10pt 0; background-color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: White">The Board recommends that stockholders vote FOR the ratification of the selection of KPMG LLP as our independent registered public accounting firm for the year 2023.</span></td></tr> </table> <a id="gnw4128241a043"></a><p style="color: rgb(50,101,126); margin-top: 12pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>Engagement of Independent Registered Public Accounting Firm</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Upon the approval of the Audit Committee, Genworth retained KPMG to audit our consolidated financial statements for 2022 and to attest to the effectiveness of the company&#8217;s internal control over financial reporting. 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The address for BlackRock is 55 East 52nd Street, New York, NY 10055.</span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(3)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Information obtained solely by reference to the Schedule 13G/A filed with the SEC on February 9, 2023, by The Vanguard Group, Inc. (&#8220;Vanguard&#8221;). Vanguard reported that it has sole power to vote or direct the vote of 0 shares that it beneficially owns, and has shared power to vote or direct to vote of 507,268 shares, and that it has sole power to dispose or to direct the disposition of 56,498,155 shares and has shared power to dispose or to direct the disposition of 1,002,334 shares. 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As of March 1, 2023, Genworth beneficially owned approximately 81.6% of the common shares of Enact. The following table sets forth information as of March 1, 2023, regarding the beneficial ownership of the common shares of Enact by our directors and named executive officers and all of our current directors and executive officers as a group. Beneficial ownership is determined in accordance with the rules of the SEC. The directors and executive officers that hold Enact common shares possess sole voting and investment power with respect to all shares set forth by their name. 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border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="width: 1%; text-align: left; vertical-align: top; padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(1)</sup></span></td> <td style="width: 99%; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2004 Genworth Financial, Inc. Omnibus Incentive Plan, 2012 Genworth Financial, Inc. Omnibus Incentive Plan, 2018 Genworth Financial, Inc. Omnibus Incentive Plan and 2021 Genworth Financial, Inc. Omnibus Incentive Plan.</span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(2)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Includes shares issuable pursuant to the exercise or conversion of SARs, RSUs, PSUs and DSUs. The number of shares issuable upon exercise of SARs is calculated based on the excess, if any, of the closing price of our common stock on December 31, 2022 of $5.29 over the base price of the SARs. The number of shares issuable upon conversion of PSUs is calculated based on maximum payout levels until the performance period closes and the award settles.</span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt; padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif"><sup>(3)</sup></span></td> <td style="padding-bottom: 4pt"><span style="font: 8pt Arial, Helvetica, Sans-Serif">Calculation of weighted-average exercise price of outstanding awards includes SARs (which are exercisable for shares of common stock for no consideration) and stock options, but does not include RSUs, PSUs and DSUs that convert to shares of common stock for no consideration. There are no stock options outstanding. 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On April 14, 2022, after the company had filed and mailed its definitive proxy materials for the 2022 Annual Meeting, Mr. Klarquist withdrew his nomination notice and subsequently filed definitive proxy materials to solicit the company&#8217;s stockholders to withhold from certain of the company&#8217;s directors and vote against the company&#8217;s advisory vote on the compensation of the company&#8217;s named executive officers. At the 2022 Annual Meeting held on May 19, 2022, each of the Board&#8217;s director nominees were re-elected and the company&#8217;s advisory vote on the compensation of the company&#8217;s named executive officers was approved.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">On February 13, 2023, Mr. Scott Klarquist provided notice to the company of his intent to nominate himself as a candidate for election to the Board at the 2023 Annual Meeting.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">On February 17, 2023, counsel to the company informed Mr. Klarquist of certain deficiencies in his notice under our Bylaws and provided Mr. Klarquist with the form of prospective director questionnaire and form of representation and agreement required to be completed by stockholder nominees under our Bylaws.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">On February 20, 2023, Mr. Klarquist provided the company a supplement to his notice. In the supplement, Mr. Klarquist stated that &#8220;I currently intend to solicit proxies from 10 or fewer GNW shareholders (i.e., not pursuant to Exchange Act Rule 14a-19).&#8221;</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">On February 24, 2023, Mr. Klarquist provided the company a further supplement to his notice, including a completed prospective director questionnaire and representation and agreement.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">At a meeting on March 16, 2023, the Nominating and Corporate Governance Committee of the Board reviewed Mr. Klarquist&#8217;s potential candidacy. After a review of the information provided by Mr. Klarquist, the committee unanimously determined not to recommend his name for election to the Board at the 2023 Annual Meeting. 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font: 10pt Arial,sans-serif; margin-right: 0; margin-left: 0"><b>&#160;</b></p> <a id="gnw4128241a052"></a><p style="color: rgb(50,101,126)"><span style="font-family: Times New Roman, Times, Serif; font-size: 28pt"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What matters are to be voted on at the 2023 Annual Meeting?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Genworth intends to present the following proposals for stockholder consideration and voting at the 2023 Annual Meeting:</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="width: 1%; padding-right: 8pt; text-align: left; vertical-align: top"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">1.</span></td> <td style="width: 99%"><span style="font: 10pt Arial, Helvetica, Sans-Serif">to elect nine directors to serve until the next annual meeting;</span></td> </tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt; text-align: left; vertical-align: top">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt; text-align: left; vertical-align: top"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">2.</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">to approve, on an advisory basis, the compensation of our named executive officers;</span></td> </tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt; text-align: left; vertical-align: top">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt; text-align: left; vertical-align: top"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">3.</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">to approve, on an advisory basis, the frequency of the advisory vote to approve named executive officer&#160;compensation </span></td> </tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt; 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Each share outstanding on the record date will be entitled to one vote.</span></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>How will the Virtual 2023 Annual Meeting be conducted?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The meeting will be conducted virtually and will include management remarks and a question and answer session. All stockholders of record on March 20, 2023 are invited to participate in the meeting. We intend to structure our virtual meeting to provide stockholders similar opportunities to participate as if the meeting</span></p> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>98</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-align: right; margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin-right: 0; margin-left: 0; margin-top: 0"><b>&#160;</b></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">were held in person, including the ability to vote shares electronically during the meeting and submit written questions, in advance or during the annual meeting, in accordance with the rules of conduct for the meeting.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">The agenda and additional information regarding the rules and procedures for participating in the virtual Annual Meeting will be provided during the meeting on the meeting website.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Only stockholders who enter a valid control number, which was included with your proxy materials, and name will be allowed to vote and submit up to three (3) written questions. Questions relevant to meeting matters will be answered during the meeting as time allows, to emulate an in-person question and answer session. A recording of the entire meeting will be posted on the investor page of our website.</span></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What will I need to attend the 2023 Annual Meeting?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">If you are a Genworth stockholder, you may attend the 2023 Annual Meeting, vote, and submit a question during the 2023 Annual Meeting by visiting www.virtualshareholdermeeting.com/GNW2023 and using your 16-digit control number, which was included with your proxy materials, and name to enter the meeting.</span></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>How do I vote my shares?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><i>Record Holders</i>. Stockholders of record may vote their shares at the 2023 Annual Meeting, or may submit a proxy to cause their shares to be represented and voted at the 2023 Annual Meeting. Stockholders of record may grant a proxy with respect to their shares by mail, by telephone or by Internet. Granting a proxy by telephone or by Internet will be available through 11:59 p.m. Eastern time on May 17, 2023. Voting instructions appear on your WHITE proxy card. If you grant a proxy by telephone or by Internet, please have your WHITE proxy card available.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><i>Beneficial Holders</i>. If you are the beneficial owner, but not the record owner, of our common stock, you will receive instructions about voting from the bank, broker or other nominee that is the stockholder of record of your shares. Your ability to vote over the Internet or by telephone depends on the voting procedures of your bank, broker or other nominee.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><i>Retirement Plan Holders</i>. If you hold shares of our common stock through the Genworth Retirement and Savings Plan, you will receive instructions about how to direct the trustee of your plan to vote your shares. Please review these voting instructions to determine your ability to vote over the Internet or by telephone.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Proxies or voting instruction forms submitted by mail, telephone or Internet will be voted in the manner indicated by the individuals named on the WHITE proxy or voting instruction form.</span></p> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>99</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-bottom: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin-right: 0; margin-left: 0; margin-top: 0"><b>&#160;</b></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What if I sign and return my WHITE proxy or voting instructions but do not specify how to vote my&#160;shares?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><i>Record Holders</i>. If you submit a WHITE proxy but do not specify how your shares are to be voted, the proxies will vote your shares:</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="width: 1%; text-align: left; vertical-align: top; padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td style="width: 99%"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>FOR</b> the election of the nine nominees of the Board, who are named in this Proxy Statement, as directors; </span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>FOR</b> the approval, on an advisory basis, of the compensation of our named executive officers; </span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>1 YEAR</b> on the approval, on an advisory basis, of the frequency of the advisory vote to approve named executive officer compensation; and </span></td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="text-align: left; vertical-align: top; padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>FOR</b> the ratification of the selection of KPMG as our independent registered public accounting firm for&#160;2023.</span></td></tr> </table> <p style="margin-top: 12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><i>Beneficial Holders</i>. If your shares are registered in the name of a broker, the New York Stock Exchange rules applicable to brokers determine whether your broker may vote your share in its discretion even if it does not receive voting instructions from you. If your broker provides you with competing proxy materials from Mr. Klarquist (in addition to the company&#8217;s proxy materials), the broker may not vote your shares with respect to any of the proposals to be voted on at the 2023 Annual Meeting unless you provide the broker with voting instructions. If your broker has not provided you with competing proxy materials from Mr. Klarquist (in addition to the company&#8217;s proxy materials), the broker may vote your shares in its discretion on &#8220;routine&#8221; matters when it does not receive voting instructions from you and is not permitted to vote your shares with respect to &#8220;nonroutine&#8221; matters without timely received voting instructions from you. At the 2023 Annual Meeting, the only &#8220;routine&#8221; matter proposed to be presented is the ratification of the selection of KPMG as our independent registered public accounting firm for 2023 (Proposal 4). Accordingly, if your broker has not provided you with competing proxy materials from Mr. Klarquist and you do not provide it with timely voting instructions, your broker will be able to exercise discretionary authority on Proposal 4, and broker non-votes will occur as to each of the other proposals presented at the 2023 Annual Meeting, which are considered &#8220;non-routine&#8221; matters. Such broker non-votes will not affect the approval of any of these matters.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><i>Retirement Plan Holders</i>. If you hold your shares through the Genworth Retirement and Savings Plan and submit your voting instruction form but do not specify how to vote your shares, the shares credited to your account will be voted by the trustee in the same proportion that it votes shares in other accounts for which it received timely instructions.</span></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>May I change or revoke my proxy after it is submitted?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Yes, you may change or revoke your proxy before the 2023 Annual Meeting by:</span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: bottom"> <td style="width: 1%; padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td style="width: 99%"><span style="font: 10pt Arial, Helvetica, Sans-Serif">subsequently granting a proxy by telephone or by Internet; </span></td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">returning a later-dated proxy card; </span></td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">sending your notice of revocation to our Corporate Secretary; or </span></td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt">&#160;</td> <td>&#160;</td></tr> <tr style="vertical-align: bottom"> <td style="padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: rgb(50,101,126)">&#9679;</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">attending the 2023 Annual Meeting and voting electronically.</span></td></tr> </table> <p style="margin-top: 12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">If you submit your changed proxy or revocation by telephone or by Internet, it must be received by 11:59&#160;p.m. Eastern time on May 17, 2023. If you submit your changed proxy or revocation by another method specified above, it must be received before the polls close for voting. Attendance at the meeting alone will not revoke a previously submitted proxy.</span></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What is a quorum?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">In order for business to be conducted at the 2023 Annual Meeting, a quorum must be present. A quorum will be present if stockholders of record holding a majority in voting power of the outstanding shares of stock entitled to vote at the meeting are present or are represented by proxies.</span></p> <p><span style="font: 8pt Arial, Helvetica, Sans-Serif"><b>100</b>&#160;&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="margin-bottom: 0; text-align: right"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial,sans-serif; margin-right: 0; margin-left: 0; margin-top: 0"><b>&#160;</b></p> <p style="color: rgb(50,101,126)"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What vote is required for the items of business at the 2023 Annual Meeting?</b></span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Holders of our common stock will vote as a single class and will be entitled to one vote per share with respect to each matter to be presented at the 2023 Annual Meeting.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Election of directors</i>.</b> Directors will be elected by a plurality of votes properly cast because the election of directors at the 2023 Annual Meeting is contested.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">Under our Bylaws, each of the nominees for director receiving a majority of votes cast by holders of our common stock at the meeting or by proxy shall be elected to our Board of Directors, unless the election is contested, in which case directors will be elected by a plurality of votes properly cast. An election is contested if (i) our Secretary receives a notice that a stockholder has nominated or intends to nominate a person for election to the Board of Directors in compliance with the requirements for stockholder nominees for director set forth in our Bylaws and (ii) such nomination has not been withdrawn by such stockholder on or prior to the 10th day before the company first mails its notice of meeting for such meeting to the&#160;stockholders.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif">On February 13, 2023, Mr. Scott Klarquist provided notice to the company of his intent to nominate himself as a candidate for election to the company&#8217;s Board of Directors at the 2023 Annual Meeting, and such notice has not been withdrawn as of the date hereof. Accordingly, the election will be contested under our Bylaws, and directors will be elected by a plurality of votes properly cast. This means that the nine nominees who receive the highest number of votes will be elected, even if such nominees do not receive more votes in favor of their election than withhold votes.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Advisory vote to approve named executive officer compensation. </i></b>The affirmative vote of the holders of a majority of shares of our common stock present at the meeting or by proxy and entitled to vote on the matter is required for the non-binding, advisory vote to approve the compensation of our named executive officers. The vote is advisory, and therefore not binding on the company, the Compensation Committee or our Board of Directors. However, the Compensation Committee will review the voting results and take them into consideration when making future decisions regarding executive compensation as it deems appropriate.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Advisory vote on the frequency of the advisory vote to approve named executive officer compensation.</i></b><i> </i>The non-binding, advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers will be determined by the affirmative vote of a plurality of the total votes cast by the holders of shares of our common stock. This means that the option (every one, two or three years) receiving the highest number of votes cast by stockholders will be considered the frequency that has been selected by the stockholders. The vote is advisory, and therefore not binding on the company, the Compensation Committee or our Board of Directors. However, the Board of Directors will review the voting results and take them into consideration when making future decisions regarding the frequency of the advisory vote to approve named executive officer compensation as it deems appropriate</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Ratification of the selection of KPMG as our independent registered public accounting firm for 2023</i>.</b> The affirmative vote of the holders of a majority of shares of our common stock present at the meeting or by proxy and entitled to vote on the matter is required for the ratification of the selection of KPMG as our independent registered public accounting firm for 2023.</span></p> <p><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b><i>Other matters</i>.</b> The affirmative vote of the holders of a majority of shares of our common stock present at the meeting or by proxy and entitled to vote on the matter is required for approval of any other matters.</span></p> <p style="text-align: right"><span style="font: 8pt Arial, Helvetica, Sans-Serif">2023 Proxy Statement&#160;&#160;&#160;&#160;&#160;<b>101</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E; margin-top: 15pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What is a universal proxy card? Will it be used in connection with the 2023 Annual Meeting?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The SEC recently adopted Rule 14a-19 under the Exchange Act, also known as the universal proxy card rules. Under these rules, the company&#8217;s proxy card must include not only the Board&#8217;s nominees, but also any candidates nominated by a person who has complied with the universal proxy card rules. The accompanying WHITE proxy card is not a universal proxy card and Mr. Klarquist is not listed thereon because the company did not receive the notice required under Rule 14a-19 from any person intending to solicit proxies in support of Mr. Klarquist by the deadline for such notice pursuant to Rule 14a-19. As a result, the accompanying WHITE proxy card only contains the Board&#8217;s nominees, and stockholders cannot vote for Mr. Klarquist on the accompanying WHITE proxy card.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>How are abstentions and broker non-votes counted?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Because the election of directors is contested, directors will be elected by a plurality of votes cast, as provided under our Bylaws. Withhold votes and broker non-votes (as&#160;described above) will not be counted in determining whether a director has received a plurality of the votes cast for his or her election. Abstentions will not have any effect on the advisory vote on the frequency of the advisory vote to approve named executive officer compensation. Abstentions will have the same effect as votes &#8220;against&#8221; the advisory vote to approve named executive officer compensation and the proposal to ratify the selection of KPMG as our independent registered public accounting firm for 2023. Broker non-votes will not have any effect on the advisory vote to approve named executive officer compensation, the advisory vote on the frequency of the advisory vote to approve named executive officer compensation, or the proposal to ratify the selection of KPMG as our independent registered public accounting firm for 2023.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Abstentions and broker non-votes will be counted as shares present for purposes of determining whether a quorum is present.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Who counts the votes?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The Board will continue, as it has in past years, to retain an independent tabulator to receive and tabulate the proxies and appoint an independent inspector of election to certify the results.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What are the costs for soliciting proxies for the 2023 Annual Meeting?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Proxies will be solicited on behalf of the Board of Directors by mail, telephone, or other electronic means and we will pay the solicitation costs. In addition to soliciting proxies by mail, our directors, the Board&#8217;s director nominees, certain executive officers, and certain regular employees may solicit proxies on behalf of the Board, without additional compensation, personally or by telephone. The regular employees will be administrative personnel. Copies of proxy materials and of the 2022 Annual Report (as defined below) will be supplied to brokers, dealers, banks and voting trustees, or their nominees, for the purpose of soliciting proxies from beneficial owners, and we will reimburse such record holders for their reasonable expenses. Georgeson Inc. has been retained to assist in soliciting proxies at a fee of $22,000, plus distribution costs and other costs and expenses.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The company has agreed to indemnify Georgeson against certain losses arising out of, or relating to, the engagement. Georgeson expects that approximately 25 of its employees will assist in the solicitation. Our aggregate expenses, including those of Georgeson, our outside legal counsel and other outside advisors, related to our solicitation of proxies in excess of expenses normally spent for an annual meeting of stockholders in which there is not a proxy contest and salaries and wages of our regular employees and officers, are expected to be approximately $150,000, of which approximately $100,000 has been incurred as of the date of the Proxy Statement.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>102</b>&#160;&#160;&#160;&#160; Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt; text-align: right"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E; margin-top: 15pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>What is the deadline for submission of stockholder proposals for the 2024 Annual Meeting?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The rules of the SEC establish the eligibility requirements and the procedures that must be followed for a stockholder&#8217;s proposal to be included in a public company&#8217;s proxy materials. Pursuant to those rules, any proposal for inclusion in Genworth&#8217;s proxy materials for an annual meeting held in 2024 (the &#8220;2024 Annual Meeting&#8221;) must be received at our principal executive offices on or before December [&#9679;], 2023.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">In addition, our Bylaws establish an advance notice procedure with regard to director nominations and other business proposals by stockholders intended to be presented at our 2024 Annual Meeting. For these nominations or other business proposals to be properly brought before the meeting by a stockholder, assuming the 2024 Annual Meeting occurs on a date that is not more than 30 days before or 70 days after the anniversary of the 2023 Annual Meeting, the stockholder must deliver written notice to us not later than February 18, 2024 nor earlier than the close of business on January 19, 2024. Such nominations and other business proposals must comply with all requirements set forth in our Bylaws. Our Bylaws provide that business proposals that comply with all rules and requirements of the SEC and are included in our proxy statement are deemed to comply with the advance notice procedures in our Bylaws.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">In addition to satisfying the foregoing requirements with respect to director nominations, to comply with the SEC&#8217;s universal proxy card rules, stockholders who intend to solicit proxies in support of director nominees other than the Board&#8217;s nominees in accordance with Rule 14a-19 under the Exchange Act must provide notice that sets forth the information required by Rule 14a-19 no later than March 19, 2024.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">All notices of intention to present director nominations or other business proposals at the 2024 Annual Meeting, whether or not intended to be included in our proxy materials, should be addressed to: Corporate Secretary, Genworth Financial, Inc., 6620 West Broad Street, Richmond, Virginia 23230.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Where can I find the voting results of the 2023 Annual Meeting?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The preliminary voting results are expected to be announced at the 2023 Annual Meeting. In addition, within four business days following the 2023 Annual Meeting, we intend to file the final voting results with the SEC on a Form 8-K. If the final voting results have not been certified within that four-day period, we will report the preliminary voting results on Form 8-K at that time and will file an amendment to the Form 8-K to report the final voting results within four business days of the date that the final results are certified. The final voting results will also be posted in the corporate governance section of our website. To view the results, go to our website: <span style="color: rgb(49,102,128)">www.genworth.com</span>.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>How is Scott Klarquist involved in the 2023 Annual Meeting?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">On February 13, 2023, Mr. Scott Klarquist provided notice to the company of his intent to nominate himself as a candidate for election to the company&#8217;s Board of Directors at the 2023 Annual Meeting. The accompanying WHITE proxy card is not a universal proxy card and Mr. Klarquist is not listed thereon because the company did not receive the notice required under Rule 14a-19 under the Exchange Act, from any person intending to solicit proxies in support of Mr. Klarquist by the deadline for such notice pursuant to Rule 14a-19 under the Exchange Act.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>The Board of Directors unanimously recommends that you vote FOR each of the Board&#8217;s director nominees to be elected and vote in accordance with the Board&#8217;s recommendations on each other proposal before the 2023 Annual Meeting, as described in this Proxy Statement and your WHITE proxy card. The Board also urges you to disregard any materials, and not to sign, return or vote on any proxy card that may be sent to you by or on behalf of Mr. Klarquist. If you have already voted on a proxy card sent to you by Mr. Klarquist you can revoke it by subsequently granting a proxy by telephone or</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; text-align: right; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2023 Proxy Statement &#160;&#160;&#160;&#160;<b>103</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Questions and Answers about the&#160;2023 Annual Meeting and Proxy Voting</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-top: 15pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Internet, by returning a later-dated WHITE proxy card, by sending your notice of revocation to our Corporate Secretary, or by attending the 2023 Annual Meeting and voting electronically. Only your latest dated proxy will count, and any proxy may be revoked at any time prior to its exercise at the 2023 Annual&#160;Meeting.</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>May I request electronic delivery of proxy statements and annual reports in the future?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Stockholders of record may elect to receive future proxy statements and annual reports electronically by providing consent to electronic delivery online at www.proxyvote.com. Should you choose to receive your proxy materials electronically, your choice will remain in effect until you notify Genworth or Broadridge Financial Solutions, Inc., in accordance with applicable law, that you wish to resume mail delivery of these documents. If you hold your Genworth common stock through a bank, broker or other nominee, refer to the information provided by that entity for instructions on how to receive your proxy materials electronically.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Where can I view this Proxy Statement and Genworth&#8217;s 2022 Annual Report electronically?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">This Proxy Statement and Genworth&#8217;s 2022 Annual Report may be viewed online <span style="color: #32657E">at www.proxyvote.com</span>.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>How can I get a copy of Genworth&#8217;s Annual Report on Form 10-K?</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">To obtain a copy of Genworth&#8217;s 2022 Annual Report, which includes our Form 10-K for the fiscal year ended December 31, 2022, without charge, address your request to Investor Relations, Genworth Financial, Inc., 6620 West Broad Street, Richmond, Virginia 23230. In addition, the 2022 Annual Report may be accessed at our website: <span>www.genworth.com</span>, Our Form 10-K for the fiscal year ended December 31, 2022 also may be accessed at the SEC&#8217;s website at <span style="color: #32657E">www.sec.gov</span>.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>104</b>&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <a id="gnw4128241a053"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E; margin-top: 15pt"><span style="font: 28pt Times New Roman, Times, Serif"><b>Other Information</b></span></p> <a id="gnw4128241a054"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>Participants in the Solicitation</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Under applicable regulations of the SEC, each of the Board&#8217;s directors and director nominees, and certain of our executive officers, are &#8220;participants&#8221; in this proxy solicitation on behalf of the Board. For more information about the Board&#8217;s directors and directors nominees, please see <i>Genworth Board of Directors&#8212;Board&#8217;s Nominees </i>beginning on page 15 of the Proxy Statement. For more information about our executive officers who are &#8220;participants&#8221;, please see <i>Compensation Discussion and Analysis&#8212;Named Executive Officers </i>beginning on page 46 of the Proxy Statement. Additional information relating to the Board&#8217;s directors and director nominees as well as certain of our executive officers who are considered &#8220;participants&#8221; in our solicitation under the rules of the SEC by reason of their position as directors and director nominees of the company or because they may be soliciting proxies on our behalf is attached to the Proxy Statement as Appendix A. Other than the persons described in the Proxy Statement, no regular employees of the company have been or are to be employed to solicit stockholders in connection with this proxy solicitation. However, in the course of their regular duties, certain administrative personnel may be asked to perform clerical or ministerial tasks in furtherance of this solicitation.</span></p> <a id="gnw4128241a055"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>Voting</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Your vote is important.</b> We encourage you to participate in the 2023 Annual Meeting, either by attending and voting or by voting through other acceptable means. Whether or not you plan to attend the 2023 Annual Meeting, please take the time to vote your shares as soon as possible. You can ensure that your shares are voted at the meeting by submitting your proxy by telephone, by Internet or by completing, signing, dating and returning the WHITE proxy card (or voting instruction form, if you hold your shares through a broker, bank or other nominee). Submitting your proxy by any of these methods will not affect your right to attend the meeting and vote. A stockholder who gives a proxy may revoke it by voting at the 2023 Annual Meeting, by delivering a subsequent proxy or by notifying Genworth&#8217;s Corporate Secretary in writing of such revocation. Attendance at the meeting alone will not revoke a previously submitted proxy.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Each share of Class A Common Stock issued and outstanding as of the record date is entitled to one vote for each director nominee and one vote for each of the other proposals properly presented at the meeting. Your vote is important, and we urge you to vote.</span></p> <a id="gnw4128241a056"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>Meeting Admission</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">If you plan to attend the 2023 Annual Meeting, please follow the instructions beginning on page 99 of the accompanying Proxy Statement.</span></p> <a id="gnw4128241a057"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>2022 Annual Report</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">A copy of our Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the &#8220;2022 Annual Report&#8221;) accompanies this Proxy Statement.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; text-align: right; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2023 Proxy Statement&#160;&#160;&#160;&#160;<b>105</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Other Information</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <a id="gnw4128241a058"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E; margin-top: 15pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>Date of Distribution</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">This Proxy Statement is furnished in connection with the solicitation of proxies by Genworth on behalf of the Board for the 2023 Annual Meeting. The Notice of 2023 Annual Meeting of Stockholders, the Proxy Statement and WHITE proxy card are first being made available or mailed to stockholders on or about April&#160;[&#9679;], 2023.</span></p> <a id="gnw4128241a059"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 20pt"><b>Internet Availability of Proxy Materials</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">We are making this Proxy Statement and our 2022 Annual Report available to our stockholders on the Internet. We mailed to many of our stockholders a Notice of Internet Availability of Proxy Materials containing instructions on how to access our proxy materials, including this Proxy Statement and our 2022 Annual Report. The Notice of Internet Availability of Proxy Materials also provides instructions on how to vote online, by mail or by telephone. If you received a Notice of Internet Availability of Proxy Materials by mail, you will not receive a printed copy of the proxy materials in the mail unless you specifically request these materials.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Other stockholders, in accordance with their prior requests, have received e-mail notification of how to access our proxy materials and vote online, or have been mailed paper copies of our proxy materials and a WHITE proxy card (or a voting instruction form from their broker, bank or other nominee).</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Internet distribution of proxy materials is designed to expedite receipt by stockholders, lower the costs associated with our 2023 Annual Meeting, and reduce the environmental impact of our 2023 Annual Meeting. However, if you received a Notice of Internet Availability of Proxy Materials by mail and would like to receive a printed copy of our proxy materials, please follow the instructions for requesting such materials contained on the Notice of Internet Availability of Proxy Materials. If you have previously elected to receive&#160;our proxy materials electronically, you will continue to receive these materials via e-mail unless you elect otherwise.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt"><b>106</b>&#160;&#160;&#160;&#160;Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-align: center; color: #32657E"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax110x1.jpg"/></p> <a id="gnw4128241a060"></a><p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 28pt Times New Roman, Times, Serif"><b>Appendix A:</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 20pt Arial, Helvetica, Sans-Serif">Additional Information Regarding Participants in the Solicitation</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; text-align: right; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2023 Proxy Statement&#160;&#160;&#160;&#160;<b>107</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Appendix A:</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-top: 15pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Under applicable SEC rules and regulations, members of the Board, the Board&#8217;s nominees, and certain officers of the company are &#8220;participants&#8221; with respect to the Board&#8217;s solicitation of proxies in connection with the 2023 Annual Meeting. The following sets forth certain information about such persons (the &#8220;Participants&#8221;).</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Directors and Nominees</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">For more information on the names and present principal occupations of the company&#8217;s directors and the Board&#8217;s director nominees, please see <i>Genworth Board of Directors&#8212;Board&#8217;s Nominees </i>beginning on page 15 of the Proxy Statement.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Other than as set forth in this Appendix A or elsewhere in the Proxy Statement, the business address for the company&#8217;s directors and director nominees is c/o Genworth Financial, Inc., 6620 West Broad Street, Richmond, Virginia 23230.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E"><span style="font: 12pt Arial, Helvetica, Sans-Serif"><b>Officers</b></span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif">The executive officers of the company who are Participants are Thomas J. 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font-size: 8pt"><b>110</b>&#160;&#160;&#160;&#160; Genworth Financial, Inc.</span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt; text-align: right"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Appendix A:</b></span></p> <p style="border-bottom: rgb(50,101,126) 1px solid; font: 10pt Arial, Helvetica, Sans-Serif; margin: 0">&#160;</p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; color: #32657E; margin-top: 12pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><b>Transaction Descriptions:</b></span></p> <table cellpadding="0" cellspacing="0" style="width: 100%; border-collapse: collapse"> <tr style="vertical-align: top"> <td style="width: 1%; padding-right: 8pt; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">1.</span></td> <td style="width: 99%; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Open market or private purchase </span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">2.</span></td> <td style="padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Open market or private sale</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">3.</span></td> <td style="padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Grant of RSUs to an officer (including unvested RSUs)</span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">4.</span></td> <td style="padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Grant of Deferred Stock Units as a portion of annual fee retainer to non-employee directors </span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">5.</span></td> <td style="padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Settling of vested RSUs </span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt; padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">6.</span></td> <td style="padding-bottom: 9pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Settling of vested PSUs </span></td></tr> <tr style="vertical-align: top"> <td style="padding-right: 8pt"><span style="font: 10pt Arial, Helvetica, Sans-Serif; color: #32657E">7.</span></td> <td><span style="font: 10pt Arial, Helvetica, Sans-Serif">Shares withheld to satisfy tax withholding obligations in connection with the net settlement of RSUs or&#160;PSUs</span></td></tr> </table> <p style="text-indent: 0; 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However, in the course of their regular duties, certain administrative personnel may be asked to perform clerical or ministerial tasks in furtherance of this solicitation.</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0; text-align: right; margin-bottom: 0pt"><span style="font-family: Arial, Helvetica, Sans-Serif; font-size: 8pt">2023 Proxy Statement &#160;&#160;&#160;&#160;<b>111</b></span></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 250pt Arial, Helvetica, Sans-Serif">&#160;</span></p> <p style="text-indent: 0; margin-right: 0; margin-left: 0"><span style="font: 10pt Arial, Helvetica, Sans-Serif"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax114x1.jpg"/></span></p> <table cellpadding="0" cellspacing="0" style="margin-top: 0; width: 100%"><tr style="vertical-align: bottom; text-align: right"> <td style="text-align: justify; width: 40%"><span style="font: 10pt Arial, Helvetica, Sans-Serif">Genworth Financial, Inc.<br/> 6620 West Broad Street<br/> Richmond, Virginia 23230<br/> genworth.com</span><br/> <br/> <span style="font: 8pt Arial, Helvetica, Sans-Serif">&#169;2023 Genworth Financial, Inc. All rights reserved.</span></td> <td style="width: 20%">&#160;</td> <td style="width: 40%; text-align: right"><img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-prec14ax114x2.jpg" style="width: 173px"/></td> </tr></table> <p style="text-indent: 0; margin-right: 0; margin-left: 0; margin-bottom: 0pt"></p> <hr style="border: gray 1px solid; background-color: gray; text-align: center; width: 100%; height: 0px"/> <div style="page-break-before: always"></div><p style="font: 8pt Arial, Helvetica, Sans-Serif; text-align: left"><a href="#toc1"><b>Table of Contents</b></a></p> <p style="text-align: center; padding: 2pt"><span style="font-family: Arial; font-size: 10pt; COLOR: #FF0000"><b>PRELIMINARY COPY SUBJECT TO COMPLETION&#8212;MARCH 24, 2023</b></span></p> <div> <div> <div style="WIDTH: 48%; FLOAT: left; padding-left: 10pt"> <img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-proxyx1x1.jpg"/> <p style="margin-top: 0pt; TEXT-ALIGN: justify"><i><span style="font-size: 10px; font-family: Arial;">GENWORTH FINANCIAL, INC.<br/> C/O CORPORATE SECRETARY<br/>6620 WEST BROAD STREET<br/> RICHMOND, VA 23230</span></i></p></div> <div style="WIDTH: 48%; FLOAT: right; padding-right: 10pt"> <table border="0" cellpadding="0" cellspacing="0" style="WIDTH: 100%"> <tr> <td style="padding-left: 10pt; width: 1%; vertical-align: middle; text-align: center"> <img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-proxyx1x2.jpg"/></td> <td style="white-space: nowrap; padding-left: 10pt; width: 1%; vertical-align: middle; text-align: center"> <p style="TEXT-ALIGN: center"><b><span style="font-size: 18px; font-family: Arial;">SCAN TO<br/></span><span style="font-size: 10px; font-family: Arial;">VIEW MATERIALS &amp; VOTE</span></b></p></td> <td style="padding-left: 10pt; width: 98%; vertical-align: middle; text-align: left"> <img alt="" src="https://cdn.kscope.io/707a9a10ab5f48228789f9bb92e77842-gnw4128241-proxyx1x3.jpg"/></td></tr></table> <p style="margin-top: 0pt; text-align: justify; margin-bottom: 0pt"><span style="font-family: Arial; font-size: xx-small"><b>VOTE BY INTERNET</b><br/><i>Before The Meeting</i> - Go to <b><span style="text-decoration:underline">www.proxyvote.com</span> or scan the QR Barcode above</b><br/> Use the Internet to transmit your voting instructions and for electronic delivery of information:</span></p> <p style="margin-top: 0pt; margin-left: 18pt; text-align: justify; margin-bottom: 0pt"><span style="font-family: Arial; font-size: xx-small"><b><span style="text-decoration:underline">Stockholders</span>:</b><br/> You must vote these shares no later than 11:59 p.m. ET on May 17, 2023.<br/> <b><span style="text-decoration:underline">Participants in the Genworth Financial, Inc. Retirement and Savings Plan</span></b>:<br/> You must vote these shares no later than 11:59 p.m. ET on May 15, 2023.<br/><b><span style="text-decoration:underline">Members in the Genworth Financial Canada Stock Savings Plan</span></b>:<br/> You must vote these shares no later than 5:00 p.m. ET on May 16, 2023.</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small">Have your WHITE proxy card in hand when you access the web site and follow the instructions to obtain your records and to create an electronic voting instruction form.</span></p> <p style="margin: 0pt; text-align: left; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small"><i>During The Meeting </i>- Go to <b><span style="text-decoration:underline">www.virtualshareholdermeeting.com/GNW2023</span></b></span></p> <p style="margin: 0pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small">You may attend the meeting via the Internet and vote during the meeting. Have the information that is printed in the box marked by the arrow available and follow the instructions.</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small"><b>VOTE BY PHONE - 1-800-690-6903</b></span></p> <p style="margin: 0pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small">Use any touch-tone telephone to transmit your voting instructions:</span></p> <p style="margin: 0pt 0pt 0pt 18pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small"><b><span style="text-decoration:underline">Stockholders</span>:</b><br/> You must vote these shares no later than 11:59 p.m. ET on May 17, 2023.</span></p> <p style="margin: 0pt 0pt 0pt 18pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: xx-small"><b><span style="text-decoration:underline">Participants in the Genworth Financial, Inc. 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display: block;"><br/></span><br/><br/> <table border="0" cellpadding="0" cellspacing="0" style="LINE-HEIGHT: normal" width="100%"> <tr valign="bottom"> <td style="width: 89%; white-space: nowrap; text-align: left;"><span style="font-size: 10px; font-family: Arial;">TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS:</span></td> <td style="width: 1%; white-space: nowrap; text-align: left;">&#160;&#160;&#160;&#160;&#160;</td> <td style="width: 10%; white-space: nowrap; text-align: right;"></td></tr> <tr valign="bottom"> <td style="width: 89%; white-space: nowrap; text-align: right;"><span style="font-size: 10px; font-family: Arial;">D99572-P86315-Z84319</span></td> <td style="width: 1%; white-space: nowrap; text-align: right;"></td> <td style="width: 10%; white-space: nowrap; text-align: right;"><span style="font-size: 10px; font-family: Arial;">KEEP THIS PORTION FOR YOUR RECORDS</span></td></tr> <tr valign="bottom"> <td style="width: 89%; white-space: nowrap; text-align: center; 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white-space: nowrap; text-align: center"><b><span style="font-size: 10px; font-family: Arial;"><b><span style="font-size: 10px; font-family: Arial;">&#160;&#160;&#160;</span></b></span></b></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"><b><span style="font-size: 10px; font-family: Arial;">&#160;</span></b></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"><b><span style="font-size: 10px; font-family: Arial;"><b><span style="font-size: 10px; font-family: Arial;">&#160;&#160;&#160;</span></b></span></b></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"><b><span style="font-size: 10px; font-family: Arial;">Withhold</span></b></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td colspan="2" style="vertical-align: top; white-space: nowrap; text-align: left"><b><span style="font-size: 10px; font-family: Arial;">&#160;</span></b></td> <td style="white-space: nowrap; text-align: center"></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"></td> <td style="vertical-align: top; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="width: 1%; white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; width: 1%; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; width: 1%; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1a.</span></td> <td style="vertical-align: middle; width: 91%; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">G. Kent Conrad</span></td> <td style="width: 1%; white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; width: 1%; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; width: 1%; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; width: 1%; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; width: 1%; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; width: 1%; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1b.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Karen E. Dyson</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1c.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Jill R. Goodman</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1d.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Melina E. Higgins</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1e.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Thomas J. McInerney</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1f.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Howard D. Mills, III</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1g.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Robert P. Restrepo, Jr.</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#160;</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"><span style="font-size: 16px; font-family: Arial;">&#9744;</span></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">&#160;</span></td> <td style="white-space: nowrap; text-align: left; vertical-align: middle"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: center"></td></tr> <tr valign="bottom"> <td style="white-space: nowrap; text-align: right"></td> <td style="vertical-align: top; white-space: nowrap; text-align: left"></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left; padding-right: 8pt"><span style="font-size: 10px; font-family: Arial;">1h.</span></td> <td style="vertical-align: middle; white-space: nowrap; text-align: left"><span style="font-size: 10px; font-family: Arial;">Elaine A. 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When signing as attorney, executor, administrator, or trustee, please give your full title. For joint accounts each owner must sign. 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McInerney, Jerome T. Upton, and Michael J. McCullough, and each of them jointly and severally, proxies, with full power of substitution, to represent and to vote all shares of Class A Common Stock of Genworth Financial, Inc. that the undersigned is entitled to vote at the 2023 Annual Meeting of Stockholders to be held on Thursday, May 18, 2023, at 9:00 a.m. ET and at any adjournment thereof, upon such business as may properly come before the meeting, including the proposals described in the Proxy Statement dated April 6, 2023, a copy of which has been received by the undersigned, and on matters incidental to the conduct of the meeting.</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 7pt"><b>THIS WHITE PROXY WHEN PROPERLY EXECUTED WILL BE VOTED IN THE MANNER DIRECTED HEREIN BY THE UNDERSIGNED STOCKHOLDER. IF NO DIRECTION IS MADE, THIS PROXY WILL BE VOTED &#8220;FOR&#8221; EACH NOMINEE LISTED IN PROPOSAL 1 AND &#8220;FOR&#8221; PROPOSALS 2 AND 4 AND FOR &#8220;1 YEAR&#8221; ON PROPOSAL 3. ON OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING, THE PROXIES SHALL VOTE IN ACCORDANCE WITH THEIR JUDGMENT.</b></span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: 7pt"><b><span style="text-decoration:underline">Participant in the Genworth Financial, Inc. Retirement and Savings Plan (the &#8220;Plan&#8221;)</span>:</b></span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-size: 7pt; font-family: Arial">The undersigned participant in the Plan hereby directs The Bank of New York Mellon (&#8220;BNYM&#8221;) as Trustee for the Plan, to vote all shares of Class A Common Stock of Genworth Financial, Inc. allocated to the undersigned&#8217;s account under the Plan at the 2023 Annual Meeting of Stockholders to be held on Thursday, May 18, 2023, at 9:00 a.m. ET and at any adjournment thereof, upon such business as may properly come before the meeting, including the proposals described in the Proxy Statement dated April 6, 2023, a copy of which has been received by the undersigned, and on matters incidental to the conduct of the meeting.</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 7pt"><b>THIS WHITE PROXY VOTING INSTRUCTION CARD WHEN PROPERLY EXECUTED WILL BE VOTED IN THE MANNER DIRECTED HEREIN BY THE UNDERSIGNED PLAN PARTICIPANT. IF THIS PROXY VOTING INSTRUCTION CARD IS NOT PROPERLY COMPLETED AND SIGNED, OR IF IT IS NOT TIMELY RECEIVED BY THE DESIGNATED TABULATOR, SHARES OF GENWORTH&#8217;S CLASS A COMMON STOCK HELD IN THE UNDERSIGNED&#8217;S ACCOUNT UNDER THE PLAN WILL BE VOTED IN THE SAME PROPORTION AS SHARES OF GENWORTH&#8217;S CLASS A COMMON STOCK FOR WHICH DIRECTIONS HAVE BEEN RECEIVED FROM OTHER PLAN PARTICIPANTS, UNLESS BNYM DETERMINES TO VOTE OTHERWISE, CONSISTENT WITH ITS OBLIGATIONS UNDER ERISA. ALL INSTRUCTIONS RECEIVED BY BNYM FROM INDIVIDUAL PARTICIPANTS WILL BE HELD IN CONFIDENCE.</b></span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 0pt"><span style="font-family: Arial; font-size: 7pt"><b><span style="text-decoration:underline">Member in the Genworth Financial Canada Stock Savings Plan (the &#8220;Canadian Plan&#8221;)</span>:</b></span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-size: 7pt; font-family: Arial">The undersigned member in the Canadian Plan hereby directs Sun Life Financial, as Trustee for the Canadian Plan, to vote all shares of Class A Common Stock of Genworth Financial, Inc. allocated to the undersigned&#8217;s account under the Canadian Plan at the 2023 Annual Meeting of Stockholders to be held on Thursday, May 18, 2023, at 9:00 a.m. ET and at any adjournment thereof, upon such business as may properly come before the meeting, including the proposals described in the Proxy Statement dated April 6, 2023, a copy of which has been received by the undersigned, and on matters incidental to the conduct of the meeting.</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 5pt">&#160;</span></p> <p style="margin: 0pt; text-align: justify; text-indent: 15pt"><span style="font-family: Arial; font-size: 7pt"><b>THIS WHITE PROXY VOTING INSTRUCTION FORM WHEN PROPERLY COMPLETED AND SIGNED WILL BE VOTED IN THE MANNER DIRECTED HEREIN BY THE UNDERSIGNED MEMBER. 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