PK ! U+ xl/worksheets/sheet1.xml
0
1
23
45
67
89
1011
1213
14
PK ! xl/worksheets/sheet2.xml
15
1617181920
212223245189.21
254500000026450000003208.5
272828288397.709999999999
PK ! ؏ xl/worksheets/sheet3.xml
293031
323033
343033
353033
PK ! _* * xl/worksheets/sheet4.xml
36
37
33839
PK ! d xl/worksheets/sheet5.xml
40
41
42
33
PK ! ,Op xl/worksheets/sheet6.xml
43
4445
4647
4849
5051
5253
5455
5657
PK ! h3 xl/worksheets/sheet7.xml
58
591
601
611
621
632
6410
2.16510
2.26610
2.36710
6811
3.16911
3.27013
3.37114
3.47214
3.57315
3.67416
3.77518
3.87619
3.97720
7821
4.17921
4.28021
4.38122
4.48223
4.58323
8424
5.18524
8626
6.18726
6.28826
6.38926
6.49027
6.59128
6.69229
6.79329
6.89429
9530
969730
989930
10032
10110232
10310432
10510632
10710833
PK ! { xl/worksheets/sheet8.xml
10911033
11111233
11311434
11511634
11711834
11912035
12112235
12336
9.112436
12512636
9.30000000000000112737
9.412837
9.512940
9.613041
9.69999999999999913142
9.80000000000000113242
9.913342
13447
10.113547
10.213647
10.313747
10.413847
13948
11.114048
11.214148
11.314250
11.414350
11.514451
11.614551
11.714652
11.814754
11.914854
14955
15056
13.115156
13.215256
13.315356
13.415456
13.515569
13.615669
13.715769
13.815870
13.915970
13.116070
13.1116171
13.1216271
PK ! e+ xl/worksheets/sheet9.xml
13.1316371
16474
16516674
16716874
16975
15.117075
17117275
17317475
17577
17617777
17817979
16.318079
18182
18286
PK ! xl/worksheets/sheet10.xml
183184
185186
187188
189190
191192
193194
195196
PK ! ' xl/worksheets/sheet11.xml
197184
198199
200201
202186
203188
204205
206207
PK ! Vt t xl/worksheets/sheet12.xml
208209210211212
213214214215215
193216215217217
218216215219220
PK ! T: : xl/worksheets/sheet13.xml
221
222223
224225
226227
228229
230231
232233
PK ! /'xS S xl/workbook.xml
PK ! Ml[# # xl/sharedStrings.xml
Genworth Financial, Inc. Deferred Compensation PlanCopy to:Leon E. Roday, Esq.John B. ShannonSenior Vice President, General Counsel and SecretaryAlston & Bird LLPGenworth Financial, Inc.One Atlantic Center6620 West Broad Street1201 West Peachtree Street, NWRichmond, Virginia 23230Atlanta, GA 30309-3424(804) 281-6000(404) 881-7466(Name, address and telephone number of agent for service)CALCULATION OF REGISTRATION FEETitle of securities
to be registeredAmount to
be registeredProposed
maximum
offering price
per shareProposed
maximum
aggregate
offering priceAmount of
registration feeClass A Common Stock, $0.001 par value per share (1)6,000,000(2)$12.13(3)$72,780,000(3)Deferred Compensation Obligations (4)N/ATotal*
Christine B. MeadDirectorAugust 20, 2010*
Thomas E. MoloneyAugust 20, 2010*
James A. Parke*
James S. RiepeExhibit 5.1One Atlantic
Center 1201 West Peachtree Street
Atlanta, GA 30309-3424
404-881-7000
Fax:404-881-7777
www.alston.comDirect Dial: 404-881-7466E-mail: john.shannon@alston.comConsent of Independent Registered Public Accounting Firm/s/ KPMG LLPRichmond, VirginiaPOWER OF ATTORNEY/s/ Michael D. Fraizer
Michael D. FraizerChairman of the Board, President and Chief Executive Officer
(Principal Executive Officer)/s/ Patrick B. Kelleher
Patrick B. KelleherSenior Vice PresidentChief Financial Officer (Principal Financial Officer)/s/ Amy R. Corbin
Amy R. CorbinVice President and Controller
(Principal Accounting Officer)/s/ Steven W. Alesio
Steven W. Alesio
Director/s/ Christine B. Mead
Christine B. Mead
Director/s/ Nancy J. Karch
Nancy J. Karch
Director/s/ Thomas E. Moloney
Thomas E. Moloney
Director/s/ J. Robert Kerrey
J. Robert Kerrey
Director/s/ James A. Parker
James A. Parke
Director/s/ Risa J. Lavizzo-Mourey
Risa J. Lavizzo-Mourey
Director/s/ James S. Riepe
James S. Riepe
DirectorRETIREMENT AND SAVINGS PLANINTRODUCTIONHistory of PlanPurposeAmended and Restated PlanARTICLE 1 - DEFINITIONSARTICLE 2 - PARTICIPATIONEligibilityDuration of Participation; ReemploymentCessation of Participation with Continued EmploymentARTICLE 3 - CONTRIBUTIONSSavings Plan Feature - Pre-Tax ContributionsChanges in Pre-Tax ContributionsSavings Plan Feature Company Matching ContributionsSavings Plan Feature - Catch-Up ContributionsSavings Plan Feature - Rollover ContributionsRetirement Plan Feature Retirement ContributionsRetirement Plan Feature Transition ContributionsTime and Manner of Payment of ContributionsNon-ReversionARTICLE 4 - ACCOUNTS AND ALLOCATIONSParticipants AccountsAllocation of Contributions; EarningsAllocation of ForfeituresCorrection of ErrorTrust as Single FundARTICLE 5 - VESTINGVestingArticle 6 - INVESTMENTSInvestment PolicyTrust FundInvestment Funds - Savings Plan FeatureSpecial Rules Regarding Company Stock FundDirected Investments - Savings Plan FeatureAccounts Not Directed - Savings Plan FeatureApplication to BeneficiariesInvestments Retirement Plan FeatureARTICLE 7 - HARDSHIP WITHDRAWALS7.1.Hardship Withdrawals7.2.Terms and ProceduresARTICLE 8 - LOANS8.1.General8.2.Amount8.3.Term and Amortization8.4.Interest8.5.Funding Loans8.6.Repayment and Prepayment8.7.Defaults8.8.Security8.9.Loan Policies and Procedures8.10.Maximum Number of Loans8.11.NondiscriminationARTICLE 9 - DISTRIBUTIONSRetirement; Termination of Employment9.2.Death of ParticipantTransfer to a Non-Participating AffiliateRules Regarding Distributions from ClearCourseCommencement of DistributionsEligible Rollover DistributionsLocation of Missing ParticipantsBenefits to Minors and IncompetentsMinimum Distribution RequirementsARTICLE 10 - DESIGNATION OF BENEFICIARYDesignation of BeneficiaryProceduresSpecial Rule for ClearCourseQualified Pre-retirement Survivor Annuity RulesARTICLE 11 - ADMINISTRATIONGeneral AdministrationPowers and DutiesCosts of AdministrationMeetings, Quorum and CompensationProvision Against AlienationDomestic Relations OrdersClaims ProcedureInformation AvailableIndemnificationARTICLE 12 - PARTICIPATION BY EMPLOYEES OF AFFILIATESARTICLE 13 - GENERAL PROVISIONSExtent of Certain Rights of ParticipantsAnnual Statement of AccountRegistration of Company StockLimitation on ContributionsNo Warranty of Account ValuesFacility of PaymentMilitary ServiceAdministrative DelaysChanges in Capital StructureErrors and OmissionsApplicable LawGenderMiscellaneousARTICLE 14 - NOTICES AND COMMUNICATIONS14.1.To Participants14.2.By ParticipantsARTICLE 15 - AMENDMENT OR TERMINATIONAmendment15.2.Termination15.3.Merger, Consolidation or TransferARTICLE 16 - TOP-HEAVY PROVISIONS16.1.Definitions16.2.Minimum AllocationTop-Heavy VestingAPPENDIX - INVESTMENT FUNDSAppendix - INVESTMENT RULES AND PROCEDURESParticipants AgePercentage of Eligible PayUnder 353.00%35-394.00%40-445.50%45-496.75%50-548.00%55 and older9.25%Points (age plus service)Less than 351.00%35-442.00%45-5455-6465-745.00%75 plus6.00%Age at Prior Plan Effective Date15-19
Years*20-24
Years*25-29
Years*30 or
More Years*49 and younger0%10%6%12%55 or older15%18%APPENDIX - INVESTMENT RULES AND PROCEDURESYear of BirthLifestyle Fund1949 and priorLifePath Retirement1950 - 1959LifePath 20201960 - 1969LifePath 20301970 - 1979LifePath 20401980 and laterLifePath 2050PK ! ~oS S docProps/app.xml
Microsoft Excel0falseWorksheets13genworth financial inc defcalculation of registratiocalculation of registratio-1exhibit 51consent of independent regpower of attorneyretirement and savings planretirement and savings plan-1retirement and savings plan-2retirement and savings plan-3retirement and savings plan-4retirement and savings plan-5appendix investment rulesfalsefalsefalse12.0000PK ! s'zP P docProps/core.xml
2020-01-28T06:04:06Z2020-01-28T06:04:06ZPK ! u1W
[Content_Types].xml
PK ! ^
xl/styles.xml
PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
PK ! 7` ` xl/_rels/workbook.xml.rels
PK ! U+ xl/worksheets/sheet1.xmlPK ! * xl/worksheets/sheet2.xmlPK ! ؏ e
xl/worksheets/sheet3.xmlPK ! _* * * xl/worksheets/sheet4.xmlPK ! d xl/worksheets/sheet5.xmlPK ! ,Op H xl/worksheets/sheet6.xmlPK ! h3 r" xl/worksheets/sheet7.xmlPK ! { k: xl/worksheets/sheet8.xmlPK ! e+ =S xl/worksheets/sheet9.xmlPK ! \ xl/worksheets/sheet10.xmlPK ! ' a xl/worksheets/sheet11.xmlPK ! Vt t f xl/worksheets/sheet12.xmlPK ! T: : m xl/worksheets/sheet13.xmlPK ! /'xS S r xl/workbook.xmlPK ! Ml[# # xx xl/sharedStrings.xmlPK ! ~oS S E docProps/app.xmlPK ! s'zP P ơ docProps/core.xmlPK ! u1W
E [Content_Types].xmlPK ! ^
i xl/styles.xmlPK ! FTR R xl/theme/theme1.xmlPK ! IK K * _rels/.relsPK ! 7` ` xl/_rels/workbook.xml.relsPK 6