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1. Name and Address of Reporting Person*2. Issuer Name and Ticker or Trading Symbol5. Relationship of Reporting Person(s) to Issuer (Check all applicable)DAN MICHAEL TPRINCIPAL FINANCIAL GROUP INC [ PFG ]X Director 10% Owner
Officer (give title below) Other (specify below)
711 HIGH STREET
3. Date of Earliest Transaction (Month/Day/Year)
2022-12-09DES MOINES IA 503924. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting PersonNon-Derivative SecuritiesTable I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1. Title of Security2. Transaction Date
(Month/Day/Year)2A. Deemed Execution Date, if any
(Month/Day/Year)3. Transaction Code4. Securities Acquired (A) or Disposed Of (D)5. Amount of Securities Beneficially Owned Following Reported Transaction(s)6. Ownership Form: Direct (D) or Indirect (I)7. Nature of Indirect Beneficial OwnershipCodeVAmount(A) or (D)PriceDerivative SecuritiesTable II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security2. Conversion or Exercise Price of Derivative Security3. Transaction Date
(Month/Day/Year)3A. Deemed Execution Date, if any
(Month/Day/Year)4. Transaction Code5. Number of Derivative Securities Acquired (A) or Disposed of (D)6. Date Exercisable and Expiration Date
(Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security8. Price of Derivative Security9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s)10. Ownership Form: Direct (D) or Indirect (I)11. Nature of Indirect Beneficial Ownership(A)(D)Date ExercisableExpiration DateTitleAmount or Number of SharesPhantom Stock Units12/09/2022ACommon StockDPK ! Ï°Mn n docProps/app.xml
Microsoft Excel0falseWorksheets3DAN MICHAEL Tnonderivative securitiesderivative securitiesfalsefalsefalse12.0000PK ! UëP¡P P docProps/core.xml
2022-12-13T21:45:10Z2022-12-13T21:45:10ZPK ! Õó6ýŸ Ÿ [Content_Types].xml
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