PK ! \Ȩ#
xl/worksheets/sheet1.xml
0
1234567890.5
4
567890.5
67
8
90.5
10
4
567890.5
67
8
90.5
67
8
90.5
PK ! -YO O xl/worksheets/sheet2.xml
1112131415161718503921920212223242526272829
12
131415
16
171850392
192021
2425
262728
29
30
3132263334
2633
34
12
131415
16
171850392
192021
2425
262728
29
2633
34
PK ! l xl/worksheets/sheet3.xml
35
3637383940414243
4445464748
49505183575105253
PK ! s%$ $ xl/worksheets/sheet4.xml
54
555657585960616263646566
4445676869707172
7330.7505140755-274494075504075553
PK ! xl/worksheets/sheet5.xml
75
76
77
78
PK ! `F\N N xl/worksheets/sheet6.xml
7980
8182
83
84
85
86
87
PK ! >@ @ xl/workbook.xml
PK ! ? xl/sharedStrings.xml
Valdes Luis EFORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5OMB APPROVALOMB Number:
3235-0287
Estimated average burden
hours per response:
0.5OMB Number:3235-0287Estimated average burdenhours per response:Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).1. Name and Address of Reporting Person*Valdes Luis E.
(Last)
(First)
(Middle)
711 HIGH STREET
(Street)
DES MOINES
IA
50392
(City)
(State)
(Zip)Valdes Luis E.(Last)(First)(Middle)711 HIGH STREETDES MOINESIA(City)(State)(Zip)2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC
[ PFG ]5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title below)
Other (specify below)
President-Principal Internat'lDirector10% OwnerXOfficer (give title below)Other (specify below)President-Principal Internat'l3. Date of Earliest Transaction
(Month/Day/Year)
02/25/20134. If Amendment, Date of Original Filed
(Month/Day/Year)6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting PersonForm filed by One Reporting PersonForm filed by More than One Reporting PersonTable I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1. Title of Security (Instr.
3)2. Transaction Date
(Month/Day/Year)2A. Deemed Execution Date, if any
(Month/Day/Year)3. Transaction Code (Instr.
8)4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)7. Nature of Indirect Beneficial Ownership (Instr.
4)CodeVAmount(A) or (D)PriceCommon Stock02/25/2013A35,174(1)DTable II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
3)2. Conversion or Exercise Price of Derivative Security3. Transaction Date
(Month/Day/Year)3A. Deemed Execution Date, if any
(Month/Day/Year)4. Transaction Code (Instr.
8)5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)6. Date Exercisable and Expiration Date
(Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)8. Price of Derivative Security (Instr.
5)9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)11. Nature of Indirect Beneficial Ownership (Instr.
4)(A)(D)Date ExercisableExpiration DateTitleAmount or Number of SharesEmployee Stock Option (Right to Buy)02/25/2023Explanation of Responses:1. Includes 6,435 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.2. The option vests in three equal annual installments beginning February 25, 2014.Remarks:Joyce N. Hoffman, by Power of Attorney02/27/2013** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.PK ! f docProps/app.xml
Microsoft Excel0falseWorksheets6valdes luis evaldes luis e-1valdes luis e-2valdes luis e-3valdes luis e-4valdes luis e-5falsefalsefalse12.0000PK ! i6EP P docProps/core.xml
2020-01-22T00:14:31Z2020-01-22T00:14:31ZPK ! t7 7 [Content_Types].xml
PK ! Ѣ
xl/styles.xml
PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
PK ! xz z xl/_rels/workbook.xml.rels
PK ! \Ȩ#
xl/worksheets/sheet1.xmlPK ! -YO O 8
xl/worksheets/sheet2.xmlPK ! l xl/worksheets/sheet3.xmlPK ! s%$ $ ' xl/worksheets/sheet4.xmlPK ! '4 xl/worksheets/sheet5.xmlPK ! `F\N N \7 xl/worksheets/sheet6.xmlPK ! >@ @ <