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RATIO OF EARNINGS TO FIXED CHARGESFor the Three Months
Ended March 31,For the Years Ended December 31,201120102009200820072006Ratio of earnings to fixed charges before interest credited on investment productsRatio of earnings to fixed chargesSignatureTitleDate*
Larry D. ZimplemanChairman, President, Chief Executive Officer and Director
(Principal Executive Officer)May 24, 2011/s/ TERRANCE J. LILLIS
Terrance J. LillisSenior Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)May 24, 2011*
Betsy J. BernardDirector*
Jocelyn Carter-Miller*
Gary E. Costley*
Michael T. Dan*
Dennis H. Ferro*
C. Daniel Gelatt, Jr.*
Sandra L. Helton*
Richard L. Keyser*
Arjun K. Mathrani*
Elizabeth E. Tallett*By:/s/ JOYCE N. HOFFMAN
Joyce N. Hoffman
As Attorney-In-FactChairman, President, Chief Executive Officer and Director
(Principal Executive Officer)*
Terrance J. LillisExhibit 5.01Very truly yours,/s/ Debevoise & Plimpton LLPExhibit 5.02/s/ Richards, Layton & Finger, P.A.Exhibit 5.03Exhibit 5.04CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM/s/ Ernst & Young LLPDes Moines, IowaMay 18, 2011POWER OF ATTORNEY/s/Larry D. Zimpleman/s/Dennis H. FerroLarry D. ZimplemanDennis H. Ferro/s/Terrance J. Lillis/s/C. Daniel Gelatt, Jr.Terrance J. LillisC. Daniel Gelatt, Jr./s/Betsy J. Bernard/s/Sandra L. HeltonBetsy J. BernardSandra L. Helton/s/Jocelyn Carter-Miller/s/Richard L. KeyserJocelyn Carter-MillerRichard L. Keyser/s/Gary E. Costley/s/Arjun K. MathraniGary E. CostleyArjun K. Mathrani/s/Michael T. Dan/s/Elizabeth E. TalletMichael T. DanElizabeth E. TalletPrincipal Financial Services INCASSETSThousands of DollarsCash and balances due from depository institutions:Securities:Federal funds sold and securities purchased under agreement to resell:Loans and leases held for sale:Loans and leases net of unearned income, allowance:Premises and fixed assets:Other real estate owned:Investments in unconsolidated subsidiaries and associated companies:Direct and indirect investments in real estate ventures:Intangible assets:Other assets:Total Assets:LIABILITIESDepositsFederal Funds Purchased and Securities Sold Under Agreements to RepurchaseOther borrowed money:Other Liabilities:Total LiabilitiesEQUITY CAPITALCommon StockSurplusRetained EarningsAccumulated other comprehensive incomeTotal Equity CapitalTotal Liabilities and Equity Capital8.999.551Thousands of DollarsEQUITY CAPITALName and address of each examining or supervising authority to which it is subject.NameAddressComptroller of the Currency United States Department of the TreasuryWashington, DC 20219Federal Reserve BankSan Francisco, CA 94105Federal Deposit Insurance CorporationWashington, DC 20429Exhibits identified in parentheses below, on file with the Commission, are incorporated herein by reference as an exhibit hereto, pursuant to Rule 7a-29 under the Trust Indenture Act of 1939 (the “Act”) and 17 C.F.R. 229.10(d).THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.By:/S/ MEDITA A. VUCICName:MEDITA A. VUCICTitle:VICE PRESIDENTEXHIBIT 7Dollar Amountsin ThousandsNoninterest-bearing balances and currency and coinInterest-bearing balancesHeld-to-maturity securitiesAvailable-for-sale securitiesFederal funds sold and securities purchased under agreements to resell:Federal funds soldSecurities purchased under agreements to resellLoans and lease financing receivables:Loans and leases held for saleLoans and leases, net of unearned incomeLESS: Allowance for loan and lease lossesLoans and leases, net of unearned income and allowanceTrading assetsPremises and fixed assets (including capitalized leases)Other real estate ownedInvestments in unconsolidated subsidiaries and associated companiesDirect and indirect investments in real estate venturesGoodwillOther intangible assetsOther assetsTotal assetsDeposits:In domestic officesNoninterest-bearingInterest-bearingNot applicableFederal funds purchased and securities sold under agreements to repurchase:Federal funds purchasedSecurities sold under agreements to repurchaseTrading liabilities(includes mortgage indebtedness and obligations under capitalized leases)Subordinated notes and debenturesOther liabilitiesTotal liabilitiesEQUITY CAPITALPerpetual preferred stock and related surplusCommon stockSurplus (exclude all surplus related to preferred stock)Not availableRetained earningsOther equity capital componentsTotal bank equity capitalNoncontrolling (minority) interests in consolidated subsidiariesTotal equity capitalTotal liabilities and equity capitalTimothy Vara, President)Frank P. Sulzberger, MDDirectors (Trustees)William D. Lindelof, MD700 South Flower StreetSuite 500Los Angeles, California(Address of principal executive offices)(Zip code)711 High StreetDes Moines, IowaTHE BANK OF NEW YORK MELLONTRUST COMPANY, N.A.Timothy Vara, PresidentFrank P. Sulzberger, MDWilliam D. Lindelof, MDTRUST COMPANY, N.A.95-3571558(Jurisdiction of incorporation(I.R.S. employerif not a U.S. national bank)identification no.)Principal Financial Group, Inc.Delaware42-1520346(State or other jurisdiction ofincorporation or organization)Principal Financial Services, Inc.Iowa42-1520348Name: MEDITA A. VUCICTitle: VICE PRESIDENTInterest-bearing.THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.Timothy Vara, President(Jurisdiction of incorporation
if not a U.S. national bank)95-3571558
(I.R.S. employer
identification no.)700 South Flower Street
Suite 500
Los Angeles, California
(Address of principal executive offices)90017
(Zip code)(I.R.S. employer
identification no.)700 South Flower Street
Suite 500
Los Angeles, CaliforniaComptroller of the Currency
United States Department of the TreasuryTHE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.PK ! 4 docProps/app.xml
Microsoft Excel0falseWorksheets75ratio of earnings to fixedratio of earnings to fixed-1ratio of earnings to fixed-2ratio of earnings to fixed-3ratio of earnings to fixed-4exhibit 501exhibit 502exhibit 503exhibit 504consent of independent regpower of attorneypower of attorney-1principal financial servicprincipal financial servic-1principal financial servic-2principal financial servic-3principal financial servic-4principal financial servic-5principal financial servic-6principal financial servic-7principal financial servic-8principal financial servic-9principal financial servic-10principal financial servic-11principal financial servic-12principal financial servic-13principal financial servic-14principal financial servic-15principal financial servic-16principal financial servic-17name and address of each eexhibits identified in parexhibit 7exhibit 7-1exhibit 7-2principal financial servic-18principal financial servic-19name and address of each e-1exhibits identified in par-1exhibit 7-3exhibit 7-4exhibit 7-5principal financial servic-20principal financial servic-21principal financial servic-22trust company naprincipal financial groupprincipal financial servic-23principal financial servic-24name and address of each e-2exhibits identified in par-2exhibit 7-6exhibit 7-7exhibit 7-8the bank of new york melloname and address of each e-3exhibits identified in par-3exhibit 7-9exhibit 7-10exhibit 7-11the bank of new york mello-1name and address of each e-4exhibits identified in par-4exhibit 7-12exhibit 7-13exhibit 7-14principal financial servic-25principal financial servic-26principal financial servic-27the bank of new york mello-2name and address of each e-5exhibits identified in par-5exhibit 7-15exhibit 7-16exhibit 7-17falsefalsefalse12.0000PK ! BKP P docProps/core.xml
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