PK ! g5 xl/worksheets/sheet1.xml
0
1234567890.5
4
567890.5
67
8
90.5
4
567890.5
67
8
90.5
67
8
90.5
PK ! #n: xl/worksheets/sheet2.xml
1011121314151617503921819202122
11
121314
15
161750392
181920
23242526272829
242526
2728
30243132
2431
32
11
121314
15
161750392
181920
242526
2728
2431
32
PK ! l xl/worksheets/sheet3.xml
33
34353637
383940
PK ! (GT T xl/worksheets/sheet4.xml
41
424344454647
48495051
PK ! ` xl/worksheets/sheet5.xml
52
53
54
PK ! PN N xl/worksheets/sheet6.xml
5556
5758
59
60
61
62
63
PK ! *F F xl/workbook.xml
PK ! m m xl/sharedStrings.xml
Ferro Dennis HFORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response:
0.5OMB APPROVALOMB Number:
3235-0104
Estimated average burden
hours per response:
0.5OMB Number:3235-0104Estimated average burdenhours per response:1. Name and Address of Reporting Person*FERRO DENNIS H
(Last)
(First)
(Middle)
711 HIGH STREET
(Street)
DES MOINES
IA
50392
(City)
(State)
(Zip)FERRO DENNIS H(Last)(First)(Middle)711 HIGH STREETDES MOINESIA(City)(State)(Zip)2. Date of Event Requiring Statement
(Month/Day/Year)
11/01/20103. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC
[ PFG ]4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title below)
Other (specify below)XDirector10% OwnerOfficer (give title below)Other (specify below)5. If Amendment, Date of Original Filed
(Month/Day/Year)
11/03/20106. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting PersonForm filed by One Reporting PersonForm filed by More than One Reporting PersonTable I - Non-Derivative Securities Beneficially Owned1. Title of Security (Instr.
4)2.
Amount of Securities Beneficially Owned (Instr.
4)3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)4. Nature of Indirect Beneficial Ownership (Instr.
5)Common Stock1,000(1)DTable II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
4)2. Date Exercisable and Expiration Date
(Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)4. Conversion or Exercise Price of Derivative Security5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)6. Nature of Indirect Beneficial Ownership (Instr.
5)Date ExercisableExpiration DateTitleAmount or Number of SharesExplanation of Responses:1. These shares were inadvertently omitted from the reporting person's original Form 3, as was the power of attorney as an exhibit.Remarks:Joyce N. Hoffman11/04/2010** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.PK ! P docProps/app.xml
Microsoft Excel0falseWorksheets6ferro dennis hferro dennis h-1ferro dennis h-2ferro dennis h-3ferro dennis h-4ferro dennis h-5falsefalsefalse12.0000PK ! '-LP P docProps/core.xml
2020-01-28T12:21:13Z2020-01-28T12:21:13ZPK ! t7 7 [Content_Types].xml
PK ! 1
xl/styles.xml
PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
PK ! xz z xl/_rels/workbook.xml.rels
PK ! g5 xl/worksheets/sheet1.xmlPK ! #n: xl/worksheets/sheet2.xmlPK ! l xl/worksheets/sheet3.xmlPK ! (GT T I! xl/worksheets/sheet4.xmlPK ! ` ' xl/worksheets/sheet5.xmlPK ! PN N * xl/worksheets/sheet6.xmlPK ! *F F R0 xl/workbook.xmlPK ! m m 3 xl/sharedStrings.xmlPK ! P dE docProps/app.xmlPK ! '-LP P cI docProps/core.xmlPK ! t7 7 K [Content_Types].xmlPK ! 1
JS xl/styles.xmlPK ! FTR R TZ xl/theme/theme1.xmlPK ! IK K u _rels/.relsPK ! xz z Kx xl/_rels/workbook.xml.relsPK }