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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENTNumber of SharesPercent of CommonNameBeneficially Owned(1)Stock OutstandingNorthern Trust Corporation(2)10%50 South LaSalle StreetChicago, Illinois 60675Betsy J. Bernard*Jocelyn Carter-MillerGary E. CostleyDavid J. Drury(3)C. Daniel Gelatt(4)Sandra L. HeltonCharles S. JohnsonWilliam T. KerrRichard L. KeyserVictor H. LoewensteinArjun K. MathraniFederico F. PeñaElizabeth E. TallettJohn E. Aschenbrenner(3)Michael T. Daley(3),(5)Michael H. GersieJ. Barry Griswell(3)James P. McCaughanLarry D. ZimplemanAll directors and executive officers as a group
(25 persons)Summary Compensation TableLong TermAnnual CompensationCompensationAwardsPayoutsSecuritiesOther AnnualUnderlyingLTIPAll OtherName and Principal PositionYearSalaryBonus(2)Compensation(3)Options(#)Payouts(6)Compensation(7)J. Barry GriswellChairman, Presidentand CEO(1)John E. AschenbrennerPresident, Insuranceand Financial ServicesMichael T. DaleyExecutive Vice Presidentand Chief Financial OfficerPresident, Global AssetManagementPresident, Retirementand Investor ServicesOption/ SAR Grants in Last Fiscal YearIndividual GrantsGrant Date ValueNumber ofPercent of totalsecuritiesOptions/SARsunderlyinggranted toExercise oremployees inbase priceGrant dategranted(#)fiscal year(1)($/Sh)(2)Expiration date(3)present value $(4)J. Barry Griswell, Chairman, President and CEO14.5%2/25/2013John E. Aschenbrenner, President, Insurance
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Investor ServicesAggregated Option/ SAR Exercises in Last Fiscal Year and FY-End Option/ SAR ValuesValue of unexercisedunexercisedin-the-money(1)Shares acquiredoptions/SARs atoptions/SARs at fiscalon exercise(#)Value Realized($)fiscal year end(#)year end($)(2)Exercisable/unexercisable52,686/425,929$294,515/2,352,09315,068/102,427$84,230/566,06114,726/98,129$82,318/542,36013,698/81,017$76,572/448,05926,343/133,637$147,257/739,74513,698/99,927$76,572/552,064Long-Term Incentive Plans — Awards in Last Fiscal YearPerformanceEstimated Future Payouts in Units Based onPeriod UntilCurrent FormulaMaturationUnits(1)Or PayoutThreshold(#)(2)Target(#)Maximum(#)12/31/05John E. Aschenbrenner, President, Insurance and
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