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Principal Financial Group INC1. Name and Address
of Reporting Person*
O'Keefe, Mary A.2. Issuer Name and
Ticker or Trading Symbol
Principal Financial Group, Inc. (PFG)6. Relationship of
Reporting Person(s)
to Issuer (Check all applicable)
Director
10% Owner
X Officer (give title below)
Other (specify below)
Senior Vice President Corporate Relations and Human Resources(Last)
(First) (Middle)
711 High Street3. I.R.S. Identification
Number
of Reporting Person,
if an entity (voluntary)4. Statement for
Month/Day/Year
December 6, 2002(Street)
Des Moines,
IA 503925. If Amendment,
Date of Original
(Month/Day/Year)7. Individual
or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person(City) (State) (Zip)Table
I Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned1. Title of Derivative
Security
(Instr. 3)2. Conver-
sion or
Exercise
Price of Derivative Security3. Trans-
action Date
(Month/
Day/
Year)3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)4. Trans-
action
Code
(Instr. 8)5. Number of Derivative
Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)7. Title and Amount
of Underlying Securities
(Instr. 3 & 4)8. Price of Derivative
Security
(Instr. 5)9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)11. Nature of Indirect
Beneficial Ownership
(Instr. 4)CodeV(A)(D)Date Exer-cisableExpira-
tion
DateTitleAmount or Number
of
SharesPhantom Stock Units1 for 112/06/02ACommon StockDPK ! ZaT T docProps/app.xml
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2020-02-14T05:58:45Z2020-02-14T05:58:45ZPK ! Yo [Content_Types].xml
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PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
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