PK ! p1S S xl/worksheets/sheet1.xml
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PK ! 71 1 xl/worksheets/sheet2.xml
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PK ! ǧl l xl/workbook.xml
PK ! xl/sharedStrings.xml
Mccaughan James P1. Name and Address
of Reporting Person*
McCaughan, James P.2. Issuer Name and
Ticker or Trading Symbol
Principal Financial Group, Inc. (PFG)6. Relationship of
Reporting Person(s)
to Issuer (Check all applicable)
Director
10% Owner
X Officer (give title below)
Other (specify below)
Executive Vice President(Last)
(First) (Middle)
711 High Street3. I.R.S. Identification
Number
of Reporting Person,
if an entity (voluntary)4. Statement for
Month/Day/Year
December 9, 2002(Street)
Des Moines,
IA 503925. If Amendment,
Date of Original
(Month/Day/Year)7. Individual
or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person(City) (State) (Zip)Table
I Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned1. Title of Derivative
Security
(Instr. 3)2. Conver-
sion or
Exercise
Price of Derivative Security3. Trans-
action Date
(Month/
Day/
Year)3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)4. Trans-
action
Code
(Instr. 8)5. Number of Derivative
Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)7. Title and Amount
of Underlying Securities
(Instr. 3 & 4)8. Price of Derivative
Security
(Instr. 5)9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)11. Nature of Indirect
Beneficial Ownership
(Instr. 4)CodeV(A)(D)Date Exer-cisableExpira-
tion
DateTitleAmount or Number
of
SharesPhantom Stock Units1 for 112/09/02ACommon StockDPK ! izC C docProps/app.xml
Microsoft Excel0falseWorksheets2mccaughan james pmccaughan james p-1falsefalsefalse12.0000PK ! P P docProps/core.xml
2020-02-14T05:57:04Z2020-02-14T05:57:04ZPK ! Yo [Content_Types].xml
PK !
xl/styles.xml
PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
PK ! .F F xl/_rels/workbook.xml.rels
PK ! p1S S xl/worksheets/sheet1.xmlPK ! 71 1 xl/worksheets/sheet2.xmlPK ! ǧl l xl/workbook.xmlPK ! xl/sharedStrings.xmlPK ! izC C docProps/app.xmlPK ! P P F$ docProps/core.xmlPK ! Yo &