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CALCULATION OF REGISTRATION FEETitle of Each Class of Securities
to be OfferedMaximum
Aggregate Offering
PriceAmount of
Registration Fee(1)3.100% Senior Notes due 20264.300% Senior Notes due 2046Guarantee of 3.100% Senior Notes due 2026 by Principal Financial Services, Inc.None(2)Guarantee of 4.300% Senior Notes due 2046 by Principal Financial Services, Inc.PRINCIPAL FINANCIAL SERVICES, INC.Per 2026
NoteTotalPer 2046
NotePublic Offering Price(1)99.854%99.882%Underwriting Discounts0.650%0.875%Proceeds to Principal Financial Group, Inc. (before expenses)99.204%99.007%RATIO OF EARNINGS TO FIXED CHARGESFor the
Nine Months
Ended
September 30,
2016For the Year Ended December 31,20152014201320122011Ratio of earnings to fixed charges before interest credited on investment productsRatio of earnings to fixed chargesCAPITALIZATIONAs of September 30, 2016ActualAs Adjusted(1)(in millions)Cash and cash equivalentsLong-term debt(2)Notes offered herebyTotal long-term debt(3)Common stockAdditional paid-in capitalRetained earningsAccumulated other comprehensive income (loss)Treasury stock, at costTotal stockholders' equity attributable to Principal Financial Group, Inc.Noncontrolling interestTotal stockholders' equityTotal capitalizationSELECTED FINANCIAL INFORMATIONAs of or for theNine Months Ended
September 30,Year Ended December 31,20162015(1)2014(1)2013(1)($ in millions, except as noted)Consolidated Statement of Operations Data:Revenues:Premiums and other considerationsFees and other revenuesNet investment incomeNet realized capital gains (losses)Total revenuesIncome from continuing operations, net of related income taxesNet incomeNet income attributable to noncontrolling interestNet income attributable to Principal Financial Group, Inc.Preferred stock dividendsExcess of redemption value over carrying value of preferred shares redeemedNet income available to common stockholdersConsolidated Statement of Financial Position Data:Total assetsLong-term debtSeries A preferred stock$Series B preferred stockOther Supplemental Data:AUM ($ in billions)UNDERWRITINGUnderwriterPrincipal Amount
of 2026 NotesPrincipal Amount
of 2046 NotesCredit Suisse Securities (USA) LLCCitigroup Global Markets Inc.HSBC Securities (USA) Inc.Barclays Capital Inc.Goldman, Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith
IncorporatedU.S. Bancorp Investments, Inc.Wells Fargo Securities, LLCBNP Paribas Securities Corp.BNY Mellon Capital Markets, LLCRBC Capital Markets, LLCCredit Agricole Securities (USA) Inc.Deutsche Bank Securities Inc.Mizuho Securities USA Inc.Samuel A. Ramirez & Company, Inc.UBS Securities LLCThe Williams Capital Group, L.P.For the
Three
Months
Ended
March 31,For the Year Ended
December 31,20102009PK ! #CO:& & docProps/app.xml
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