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GREATBATCH, INC.Delaware1-1613716-1531026(State or other jurisdiction
of incorporation)(Commission
File Number)(IRS Employer
Identification No.)2595 Dallas Parkway, Suite 310, Frisco, Texas(Address of principal executive offices)(Zip Code)Second Amended and Restated Credit Agreement, dated as of September 20, 2013, by and among Greatbatch Ltd., the financial institutions identified therein as lenders and Manufacturers and Traders Trust Company, as the
administrative agent.Dated: September 23, 2013By/s/ Thomas J. MazzaThomas J. MazzaVice President & Corporate Controller(Principal Accounting Officer)EXHIBIT
NUMBERDESCRIPTIONSecond Amended and Restated Credit Agreement, dated as of September 20, 2013, by and among Greatbatch Ltd., the financial institutions identified therein as lenders and Manufacturers and Traders Trust Company, as the administrative
agent.RC LOANS; TERM LOANSQuarterly Payment DateAmountLast Business Day of Borrowers 4th fiscal quarter 2013 and of Borrowers 1st, 2nd and 3rd fiscal quarters 2014Last Business Day of Borrowers 4th fiscal quarter 2014 and of Borrowers 1st, 2nd and 3rd fiscal quarters 2015Last Business Day of Borrowers 4th fiscal quarter 2015 and of Borrowers 1st, 2nd and 3rd fiscal quarters 2016Last Business Day of Borrowers 4th fiscal quarter 2016 and of Borrowers 1st, 2nd and 3rd fiscal quarters 2017Last Business Day of Borrowers 4th fiscal quarter 2017 and of Borrowers 1st, 2nd, 3rd and fourth fiscal quarters 2018 and
Borrowers 1st and 2nd fiscal quarters in 2019At MaturityUnpaid BalanceINTERESTTotal Leverage Ratio
(Calculated on a Trailing Four-Quarter Basis)Base Rate Applicable Margin
for Loans³ 4.000.750%3.00 £ x < 4.000.250%2.50 £ x < 3.000.000%2.00 £ x < 2.50x < 2.00Applicable MarginAdjusted LIBOR
Applicable Margin for Loans2.750%2.250%1.875%1.625%1.375%TOTAL LEVERAGE RATIORatioPeriod4.50 to 1.00Closing Date through January 1, 2016.4.25 to 1.00January 2, 2016 and thereafter.TABLE OF CONTENTSPageARTICLE 1DEFINITIONSDefined TermsTerms GenerallyARTICLE 2THE LOANSRC Loans; TERM LOANS2.1.1Commitment to Make RC Loans2.1.2Available RC Commitment2.1.3Commitment for Term Loans2.1.4Repayment of Term Loans2.1.5Voluntary Commitment Reductions and Prepayments2.1.6Mandatory Prepayments2.1.7Repayment in connection with Commitment Reductions and on Maturity Date2.1.8Voluntary Prepayment2.1.9Application of Prepayments2.1.10Relationship of Commitment Reductions, Mandatory Prepayments and Voluntary Prepayments to Interest Rate Protection Agreements2.1.11Increases in FacilitySwing Loans2.2.1Swing Loan Advances2.2.2Terms of Swing Loan Borrowings2.2.3Participation by Lenders2.2.4No Set-off, Etc.2.2.5Certain Limitations2.2.6Resignation of Swingline LenderBorrowing Notice[Reserved]Lenders Obligations SeveralNotesFees to Lenders2.7.1Commitment Fees2.7.2Letter of Credit Fees2.7.3Other FeesInterest2.8.1Rates2.8.22.8.3Adjustments to Applicable Margin2.8.4LIBOR Election2.8.5Breakage2.8.6Default Rate2.8.7Source of Funds2.8.8Interest Due with Certain Repayments and PrepaymentsIncreased Costs; Unavailability2.9.1Increased Costs Generally2.9.2Capital Requirements2.9.3Certificates for Reimbursement2.9.4Delay in Requests2.9.5Inability to Determine LIBOR2.9.6Laws Affecting LIBOR AvailabilityPurposeMechanics of Payments: Borrower Payments2.11.1Manner of Making Payments2.11.2Payments by Borrower; Presumptions by Administrative Agent2.11.3Disbursements from Administrative Agent to Lenders2.11.4Authorization to Deduct Funds and Make Loans in Satisfaction of Obligations2.11.5Sharing of Payments by Lenders2.11.6Payments Due on Non-Business DaysMechanics of Payments; Lender Payments2.12.1Funding by Lenders; Presumption by Administrative AgentTaxes2.13.1Payments Free of Taxes2.13.2Payment of Other Taxes by the Borrower2.13.3Indemnification2.13.4Evidence of Payments2.13.5Status of Lenders2.13.6Treatment of Certain Refunds2.13.7SurvivalMitigation Obligations; Replacement of Lenders2.14.1Designation of a Different Lending Office2.14.2Replacement of LendersDefaulting Lenders2.15.1Defaulting Lender Adjustments2.15.2Defaulting Lender Cure2.15.3New Swing Loans/Letters of CreditTermination of Defaulting LenderCash CollateralExtension of RC Maturity Date2.18.1Notice of ExtensionARTICLE 3LETTERS OF CREDITLetters of Credit3.1.1Commitment to Issue Letters of Credit3.1.2Reimbursement Obligations3.1.3Limitation on Amount3.1.4Obligations Absolute3.1.5Reliance by Issuing Bank3.1.6Fees3.1.73.1.8Standard of Conduct3.1.9Cash Collateral Account3.1.10Obligations SecuredResignation of Issuing BankARTICLE 4CONDITIONS TO FUNDINGS AND ISSUANCE OF LETTERS OF CREDITConditions to Initial Funding4.1.1Execution of this Agreement4.1.24.1.3Second Amended and Restated Security Agreement4.1.4Second Amended and Restated Guaranty and Suretyship Agreement4.1.5Second Amended and Restated Pledge Agreements4.1.6Control Agreements4.1.7Second Amended and Restated Intellectual Property Collateral Agreement4.1.8Lien Searches4.1.9Evidence of Insurance4.1.10Repayment of Existing Indebtedness4.1.11Payment of Fees and Costs4.1.12Financial Statements; Projections4.1.13Corporate Proceedings4.1.14Consents and Approvals4.1.15Lender Acknowledgement4.1.16Material Adverse Change; Compliance with Law4.1.17Opinions of Counsel4.1.18Officers Compliance Certificate4.1.19Good Standing4.1.20Other RequirementsRequirements for Each Loan/Letter of Credit4.2.1No Default4.2.2Borrowing Notice/Request for Letter of Credit4.2.3Representations and Warranties4.2.4Method of Certifying Certain ConditionsARTICLE 5REPRESENTATIONS AND WARRANTIESStatus5.1.1Organization and Qualification5.1.2Capitalization5.1.3Stock OwnershipPower and Authority; EnforceabilityNo Violation of Agreements; Absence of ConflictsRecording, Enforceability and ConsentLines of BusinessSecurity Interest in CollateralLitigation; Compliance with Laws; OFAC RequirementsNo Burdensome Agreements; Material AgreementsCondition of PropertyLicenses; Intellectual PropertyTitle to Properties; LiensManagement AgreementsFinancial Statements and Projections5.13.1Financial Statements5.13.2Undisclosed Liabilities5.13.3Absence of Material Adverse Change5.13.4ProjectionsTax Returns and Payments; Other FeesFiscal YearFederal Reserve RegulationsInvestment Company ActForeign Assets Control Regulations, Etc.Compliance with ERISA and applicable foreign law5.19.1Plans5.19.2Favorable Determination Letters5.19.3Compliance5.19.4Absence of Certain Conditions5.19.5Absence of Certain Liabilities5.19.6Foreign PlansAccuracy and Completeness of DisclosureAdequacy of Capital; SolvencyAbsence of Restrictive ProvisionsEnvironmental ComplianceLabor MattersBrokersExisting IndebtednessARTICLE 6REPORTING REQUIREMENTS AND NOTICESFinancial Data and Reporting Requirements; Notice of Certain Events6.1.1Delivery of Quarterly Financial Statements6.1.2Delivery of Annual Financial Statements; Accountants Certification6.1.3Delivery of Officers Compliance Certificates6.1.4Auditors Reports6.1.5SEC Filings, Etc.6.1.6Annual BudgetNotice of DefaultsNotice of Disputes and Other Matters6.3.1Certain Litigation6.3.2Conditions Affecting Collateral6.3.3Material Adverse Change6.3.4ERISA Notices and foreign plan noticesIntellectual PropertyMiscellaneousAuthorization of Third Parties to Deliver InformationARTICLE 7FINANCIAL COVENANTSInterest Coverage RatioTotal Leverage RatioAdditional Provisions Respecting Calculation of Financial CovenantsARTICLE 8BUSINESS COVENANTSIndebtedness8.1.1In General8.1.2Limitation on IncurrenceLiens; and Licenses8.2.18.2.2Negative Pledge8.2.3LicensesInvestments, Loans, Acquisitions, Etc.Restricted Payments8.4.1Intercompany8.4.2Ventures8.4.3Permitted Stock Repurchases and DividendsSale-LeasebacksTransactions with AffiliatesMergers and Dispositions8.7.1Consolidations and Mergers8.7.2Sales and Other DispositionsManagement ArrangementsExistenceCompliance with LawPayment of Taxes and ClaimsTax ConsolidationInsurance8.14.1Liability, Property Damage, Etc.8.14.2PBGCMaintenance of PropertiesMaintenance of Records; Fiscal YearInspectionExchange of NotesType of Business; Other ActivitiesIssuance of EquityChange in DocumentsPayment of Subordinated IndebtednessCompliance with Federal Reserve RegulationsLimitations on Certain Restrictive ProvisionsEnvironmental MattersCorporate SeparatenessCertain Obligations Respecting SubsidiariesFurther AssurancesReset PROVISIONCERTAIN LIMITATIONS ON ACTIVITIES OF GREATBATCH, LLCARTICLE 9EVENTS OF DEFAULTEvents of Default9.1.1Failure to Pay Principal or Reimbursement Obligations9.1.2Failure to Pay Interest, Fees, Etc.9.1.3Cross Default to Indebtedness9.1.4Other Cross-Defaults9.1.5Misrepresentations9.1.6Certain Covenant Defaults9.1.7Other Covenant Defaults9.1.8Other Loan Document Defaults; Security9.1.9Custody or Control of Assets9.1.10Discontinuance of Business9.1.11Insolvency9.1.129.1.13Change of Control9.1.14Subordination9.1.15Interest Rate Protection Agreements9.1.16Judgments9.1.17Change of ManagementAcceleration; Remedies9.2.1Acceleration upon Insolvency9.2.2Acceleration upon Other Defaults9.2.3Remedies in GeneralProceeds of CollateralARTICLE 10AGENCYAppointment and AuthorityRights as a LenderExculpatory ProvisionsReliance by Administrative AgentDelegation of DutiesResignation of Administrative AgentNon-Reliance on Administrative Agent and Other LendersOther AgentsAdministrative Agent May File Proofs of ClaimCollateral and Guaranty MattersNo Reliance on Administrative Agents Customer Identification ProgramNO ADVISORY OR FIDUCIARY RESPONSIBILITYARTICLE 11MISCELLANEOUSNotices; Effectiveness; Electronic Communication11.1.1Notices Generally11.1.2Electronic Communications11.1.3Change of Address, Etc.11.1.4PlatformSurvival of RepresentationsNo Implied WaiversSeverabilityAmendments, Waivers and Consents11.5.111.5.2Other Amendments11.5.3ExceptionSuccessors and Assigns11.6.1Successors and Assigns Generally11.6.2Assignments by Lenders11.6.3Register11.6.4Participations11.6.5Limitations upon Participant Rights11.6.6Certain PledgesCalculations and Financial DataDescriptive HeadingsGoverning Law; Jurisdiction; Etc.11.9.1Governing Law11.9.2Submission to Jurisdiction11.9.3Waiver of Venue11.9.4Service of ProcessMaximum Lawful Interest RateRight of SetoffCounterparts; Integration; Effectiveness; Electronic Execution11.12.1Counterparts; Integration; Effectiveness11.12.2Electronic Execution of AssignmentsTreatment of Certain Information; Confidentiality; Advertisement11.13.1Confidentiality11.13.2Information11.13.3AdvertisementExpenses; Indemnity; Damage Waiver11.14.1Costs and Expenses11.14.2Indemnification by the Borrower11.14.3Reimbursement by Lenders11.14.4Waiver of Consequential Damages, Etc.11.14.5Payments11.14.6Certification of AmountsTermination of Security; Partial Release of Security11.16.1Termination of Security11.16.2Partial Release of SecurityWaiver of Jury TrialPatriot Act NoticePK ! 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