PK ! \Ȩ#
xl/worksheets/sheet1.xml
0
1234567890.5
4
567890.5
67
8
90.5
10
4
567890.5
67
8
90.5
67
8
90.5
PK ! } xl/worksheets/sheet2.xml
11012131415161718850041920212223242526272829
0
121314
15
16
171885004
192021
2425
262728
29
30
3132263334
2633
34
0
121314
15
16
171885004
192021
2425
262728
29
2633
34
PK ! ^) ) xl/worksheets/sheet3.xml
35
3637383940414243
4445464748
PK ! vU xl/worksheets/sheet4.xml
49
505152535455565758596061
4445626364656667
68-169702872-2-2712872-1287272
PK ! ?9 xl/worksheets/sheet5.xml
73
74
75
76
PK ! `uN N xl/worksheets/sheet6.xml
7778
7980
81
82
83
84
85
PK ! i^ ^ xl/workbook.xml
PK ! K8 8 xl/sharedStrings.xml
Smith Robert EdgarFORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5OMB APPROVALOMB Number:
3235-0287
Estimated average burden
hours per response:
0.5OMB Number:3235-0287Estimated average burdenhours per response:Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).1. Name and Address of Reporting Person*Smith Robert Edgar
(Last)
(First)
(Middle)
400 NORTH FIFTH STREET
MAIL STATION 8602
(Street)
PHOENIX
AZ
85004
(City)
(State)
(Zip)(Last)(First)(Middle)400 NORTH FIFTH STREETMAIL STATION 8602PHOENIXAZ(City)(State)(Zip)2. Issuer Name and Ticker or Trading Symbol
PINNACLE WEST CAPITAL CORP
[ PNW ]5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title below)
Other (specify below)
SVP and General CounselDirector10% OwnerXOfficer (give title below)Other (specify below)SVP and General Counsel3. Date of Earliest Transaction
(Month/Day/Year)
02/19/20194. If Amendment, Date of Original Filed
(Month/Day/Year)6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting PersonForm filed by One Reporting PersonForm filed by More than One Reporting PersonTable I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1. Title of Security (Instr.
3)2. Transaction Date
(Month/Day/Year)2A. Deemed Execution Date, if any
(Month/Day/Year)3. Transaction Code (Instr.
8)4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)7. Nature of Indirect Beneficial Ownership (Instr.
4)CodeVAmount(A) or (D)PriceTable II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
3)2. Conversion or Exercise Price of Derivative Security3. Transaction Date
(Month/Day/Year)3A. Deemed Execution Date, if any
(Month/Day/Year)4. Transaction Code (Instr.
8)5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)6. Date Exercisable and Expiration Date
(Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)8. Price of Derivative Security (Instr.
5)9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)11. Nature of Indirect Beneficial Ownership (Instr.
4)(A)(D)Date ExercisableExpiration DateTitleAmount or Number of SharesRestricted Stock Units02/19/2019ACommon StockDExplanation of Responses:1. Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.2. The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020.Remarks:/s/ Diane Wood, Attorney-in-Fact02/21/2019** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.PK ! ݇c docProps/app.xml
Microsoft Excel0falseWorksheets6smith robert edgarsmith robert edgar-1smith robert edgar-2smith robert edgar-3smith robert edgar-4smith robert edgar-5falsefalsefalse12.0000PK ! )^P P docProps/core.xml
2020-01-09T19:11:32Z2020-01-09T19:11:32ZPK ! t7 7 [Content_Types].xml
PK ! Ap p
xl/styles.xml
PK ! FTR R xl/theme/theme1.xml
PK ! IK K _rels/.rels
PK ! xz z xl/_rels/workbook.xml.rels
PK ! \Ȩ#
xl/worksheets/sheet1.xmlPK ! } 8
xl/worksheets/sheet2.xmlPK ! ^) ) xl/worksheets/sheet3.xmlPK ! vU &